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Novartis

926 hedge funds and large institutions have $20B invested in Novartis in 2015 Q4 according to their latest regulatory filings, with 83 funds opening new positions, 335 increasing their positions, 330 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 83 | Existing positions closed: 69

2% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 330

0% more funds holding

Funds holding: 925926 (+1)

0.03% less ownership

Funds ownership: 9.81%9.78% (-0.03%)

6% less capital invested

Capital invested by funds: $21.4B → $20B (-$1.38B)

29% less call options, than puts

Call options by funds: $35.2M | Put options by funds: $49.4M

29% less funds holding in top 10

Funds holding in top 10: 5942 (-17)

Holders
926
Holders Change
+1
Holders Change %
+0.11%
% of All Funds
24.29%
Holding in Top 10
42
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.81%
% of All Funds
1.1%
New
83
Increased
335
Reduced
330
Closed
69
Calls
$35.2M
Puts
$49.4M
Net Calls
-$14.2M
Net Calls Change
-$12.9M
Name Holding Trade Value Shares
Change
Change in
Stake
ADEF
126
Adams Diversified Equity Fund
Maryland
$15.2M -$5.5M -69,192 -26%
QIM
127
Quest Investment Management
Oregon
$15.1M +$3.22M +40,535 +26%
William Blair & Company
128
William Blair & Company
Illinois
$15M -$3.48M -43,812 -18%
WG
129
Welch Group
Alabama
$14.5M +$327K +4,119 +2%
Citigroup
130
Citigroup
New York
$14.4M +$2.52M +31,663 +20%
FFIC
131
First Fiduciary Investment Counsel
Ohio
$14.3M +$1.79M +22,510 +14%
Jane Street
132
Jane Street
New York
$14.2M -$36.9M -464,265 -72%
Comerica Bank
133
Comerica Bank
Texas
$13.8M +$262K +3,296 +2%
TBA
134
Tower Bridge Advisors
Pennsylvania
$13.5M +$457K +5,754 +3%
PHS
135
Pekin Hardy Strauss
Illinois
$13.3M -$550K -6,919 -4%
MIS
136
Morningstar Investment Services
Illinois
$13.2M +$1.94M +24,477 +17%
CTI
137
Community Trust & Investment
Kentucky
$13.2M +$72.1K +908 +0.5%
AAM
138
Advisors Asset Management
Colorado
$13.2M -$321K -4,040 -2%
PSUF
139
People's United Financial
Connecticut
$13.1M +$6.33M +79,668 +89%
TAM
140
Trillium Asset Management
Massachusetts
$13M -$4.04M -50,860 -23%
MAP
141
Managed Asset Portfolios
Michigan
$12.9M +$1.97M +24,767 +17%
Commonwealth Equity Services
142
Commonwealth Equity Services
Massachusetts
$12.7M +$1.48M +18,619 +13%
WF
143
Welch & Forbes
Massachusetts
$12.2M +$1.35M +17,023 +12%
BCM
144
Brookmont Capital Management
Texas
$12.1M -$283K -3,559 -2%
WAM
145
World Asset Management
Michigan
$12.1M +$60.4K +760 +0.5%
UCFA
146
United Capital Financial Advisors
Texas
$12M +$1.31M +16,476 +12%
Balyasny Asset Management
147
Balyasny Asset Management
Illinois
$12M +$12.4M +155,534 New
EWA
148
EP Wealth Advisors
California
$11.9M +$131K +1,655 +1%
CIM
149
Calvert Investment Management
Maryland
$11.9M +$3.01M +37,882 +33%
CT
150
Cambridge Trust
Massachusetts
$11.3M -$217K -2,735 -2%

NVS Hedge Fund Activity: Q4 2015 in Review

926 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2015, worth a combined $20B — down 6.5% from $21.4B a quarter earlier.

Buyers outnumbered sellers: 83 funds opened new NVS positions and 69 closed out — a net gain of 14 holders — while 335 added to existing stakes and 330 trimmed.

The largest buyer was Franklin Resources, adding an estimated $244M. The largest seller was Arrowstreet Capital, cutting an estimated $75.1M.

  • 926 institutional investors held Novartis (NVS) as of Q4 2015, up from 925 in Q3 2015.
  • Funds reported $20B of Novartis stock for Q4 2015, down 6.5% quarter-over-quarter.
  • 83 funds opened new Novartis positions in Q4 2015 and 69 closed out, a net change of +14 holders.
  • The largest Novartis buyer in Q4 2015 was Franklin Resources, an estimated $244M added.
  • The largest Novartis seller in Q4 2015 was Arrowstreet Capital, an estimated $75.1M sold.

Based on aggregated 13F filings for Q4 2015.