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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
CCM
126
Compass Capital Management
Minnesota
$17.8M -$60.2K -744 -0.4%
GT
127
Glenmede Trust
Pennsylvania
$17.5M -$1.09M -13,413 -6%
GC
128
Guggenheim Capital
Illinois
$17M -$905K -11,191 -5%
TAM
129
Telemark Asset Management
Massachusetts
$16.9M +$7.22M +89,280 +80%
TAM
130
Trillium Asset Management
Massachusetts
$16.7M +$5.85M +72,256 +58%
CCM
131
Cullen Capital Management
New York
$16.4M -$27.1K -335 -0.2%
GCC
132
Guardian Capital (Canada)
Ontario, Canada
$16.4M -$262K -3,243 -2%
UBS AM
133
UBS AM
Illinois
$16.3M -$451K -5,578 -3%
MTC
134
McDaniel Terry & Co
Texas
$16.3M -$214K -2,651 -1%
TAM
135
Todd Asset Management
Kentucky
$16.1M +$256K +3,160 +2%
RL
136
Ruffer LLP
United Kingdom
$15.9M -$17M -209,968 -53%
BCM
137
Brookmont Capital Management
Texas
$15.8M -$973K -12,026 -6%
PI
138
Placemark Investments
Illinois
$15.7M +$489K +6,049 +3%
Bank of Montreal
139
Bank of Montreal
Ontario, Canada
$15.3M -$55.3K -684 -0.4%
Comerica Bank
140
Comerica Bank
Texas
$15.2M -$938K -11,589 -6%
Stifel Financial
141
Stifel Financial
Missouri
$15M +$1.93M +23,797 +15%
WG
142
Welch Group
Alabama
$14.7M +$90.2K +1,115 +0.6%
CTI
143
Community Trust & Investment
Kentucky
$14.6M -$1.61M -19,907 -10%
OCAM
144
Onex Canada Asset Management
Ontario, Canada
$14.5M
FFIC
145
First Fiduciary Investment Counsel
Ohio
$14.4M -$539K -6,657 -4%
Deutsche Bank
146
Deutsche Bank
Germany
$14M -$434K -5,363 -3%
TRSOTSOK
147
Teachers Retirement System of the State of Kentucky
Kentucky
$13.8M
FTIOP
148
Fiduciary Trust International of Pennsylvania
Pennsylvania
$13.5M +$170K +2,105 +1%
GGI
149
Godsey & Gibb Inc
Virginia
$13.4M -$249K -3,075 -2%
Aristotle Capital Management
150
Aristotle Capital Management
California
$13.4M +$1.11M +13,665 +9%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.