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Novartis

909 hedge funds and large institutions have $19.9B invested in Novartis in 2017 Q1 according to their latest regulatory filings, with 76 funds opening new positions, 342 increasing their positions, 335 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 61

9% more capital invested

Capital invested by funds: $18.3B → $19.9B (+$1.61B)

2% more repeat investments, than reductions

Existing positions increased: 342 | Existing positions reduced: 335

0.71% more ownership

Funds ownership: 10.65%11.36% (+0.71%)

1% more funds holding

Funds holding: 904909 (+5)

5% less funds holding in top 10

Funds holding in top 10: 2120 (-1)

55% less call options, than puts

Call options by funds: $30.9M | Put options by funds: $68.2M

Holders
909
Holders Change
+5
Holders Change %
+0.55%
% of All Funds
22.63%
Holding in Top 10
20
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.76%
% of All Funds
0.5%
New
76
Increased
342
Reduced
335
Closed
61
Calls
$30.9M
Puts
$68.2M
Net Calls
-$37.3M
Net Calls Change
-$54.7M
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
101
VanEck Associates
New York
$19.6M -$1.51M -22,731 -7%
CFB
102
Cullen/Frost Bankers
Texas
$19.5M -$996K -14,949 -5%
GG
103
Gofen & Glossberg
Illinois
$19.5M -$1.59M -23,819 -8%
M&T Bank
104
M&T Bank
New York
$19.1M +$321K +4,820 +2%
SFM
105
Sphera Funds Management
Israel
$19M +$19M +284,580 New
HighTower Advisors
106
HighTower Advisors
Illinois
$18.9M +$631K +9,471 +3%
FFIC
107
First Fiduciary Investment Counsel
Ohio
$18.5M +$413K +6,194 +2%
TCM
108
Tekla Capital Management
Massachusetts
$18.5M
OAM
109
Oppenheimer Asset Management
New York
$18.2M +$18.3M +274,181 New
First Trust Advisors
110
First Trust Advisors
Illinois
$18M +$2.58M +38,655 +17%
PAS
111
Professional Advisory Services
Florida
$17.5M -$238K -3,566 -1%
GFPC
112
Global Financial Private Capital
Florida
$17.3M +$17.3M +259,676 New
SI
113
Scout Investments
Missouri
$17.2M -$2.55M -38,324 -13%
Commonwealth Equity Services
114
Commonwealth Equity Services
Massachusetts
$16.9M +$1.7M +25,449 +11%
UCFA
115
United Capital Financial Advisors
Texas
$16.7M +$1.45M +21,724 +9%
Citadel Advisors
116
Citadel Advisors
Florida
$15.7M -$71.1K -1,067 -0.4%
EIA
117
Edgemoor Investment Advisors
Maryland
$15.3M -$293K -4,397 -2%
MAP
118
Managed Asset Portfolios
Michigan
$15.2M +$1.42M +21,334 +10%
Fifth Third Bancorp
119
Fifth Third Bancorp
Ohio
$15.2M -$2.65M -39,783 -15%
TBC
120
Tweedy, Browne Co
Connecticut
$15.2M -$881K -13,216 -5%
MTC
121
McDaniel Terry & Co
Texas
$15M +$559K +8,383 +4%
BFS
122
Bradley Foster & Sargent
Connecticut
$14.8M -$5.87M -88,016 -28%
1832 Asset Management
123
1832 Asset Management
Ontario, Canada
$14.2M -$239M -3,588,700 -94%
KFS
124
Kurt F. Somerville
$14.2M -$276K -4,149 -2%
WG
125
Welch Group
Alabama
$14.1M +$1.61M +24,113 +13%

NVS Hedge Fund Activity: Q1 2017 in Review

909 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2017, worth a combined $19.9B — up 8.8% from $18.3B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new NVS positions and 61 closed out — a net gain of 15 holders — while 342 added to existing stakes and 335 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $362M. The largest seller was 1832 Asset Management, cutting an estimated $239M.

  • 909 institutional investors held Novartis (NVS) as of Q1 2017, up from 904 in Q4 2016.
  • Funds reported $19.9B of Novartis stock for Q1 2017, up 8.8% quarter-over-quarter.
  • 76 funds opened new Novartis positions in Q1 2017 and 61 closed out, a net change of +15 holders.
  • The largest Novartis buyer in Q1 2017 was Dodge & Cox, an estimated $362M added.
  • The largest Novartis seller in Q1 2017 was 1832 Asset Management, an estimated $239M sold.

Based on aggregated 13F filings for Q1 2017.