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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
101
HighTower Advisors
Illinois
$25M -$933K -10,484 -3%
Two Sigma Investments
102
Two Sigma Investments
New York
$24.9M +$3.47M +39,038 +15%
VanEck Associates
103
VanEck Associates
New York
$24.8M -$2.45M -27,568 -8%
CCM
104
Causeway Capital Management
California
$24.1M +$2.58M +28,962 +11%
TAM
105
Tocqueville Asset Management
New York
$23.6M -$418K -4,701 -2%
Deutsche Bank
106
Deutsche Bank
Germany
$23M +$5.94M +66,699 +31%
FFA
107
First Foundation Advisors
California
$22.9M +$25.7K +289 +0.1%
TBC
108
Tweedy, Browne Co
Connecticut
$22.9M -$516K -5,797 -2%
CI
109
Clal Insurance
Israel
$22.7M
GCC
110
Guardian Capital (Canada)
Ontario, Canada
$22.7M -$202K -2,265 -0.8%
PNC
111
Park National Corp
Ohio
$22.6M +$720K +8,092 +3%
RMCM
112
Reynders McVeigh Capital Management
Massachusetts
$22.4M +$797K +8,960 +3%
Chevy Chase Trust
113
Chevy Chase Trust
Maryland
$22.1M +$1.41M +15,818 +6%
Stifel Financial
114
Stifel Financial
Missouri
$22.1M -$565K -6,354 -2%
WA
115
Wasatch Advisors
Utah
$22M -$3.05M -34,261 -11%
ADEF
116
Adams Diversified Equity Fund
Maryland
$22M
AWCI
117
Alpine Woods Capital Investors
New York
$21.6M -$4.37M -49,104 -16%
RFC
118
Russell Frank Company
Washington
$21.5M +$23.3M +261,546 New
ST
119
Sabal Trust
Florida
$21.4M -$894K -10,050 -4%
EIA
120
Edgemoor Investment Advisors
Maryland
$21.1M -$257K -2,883 -1%
WSFS
121
Wilmington Savings Fund Society
Delaware
$20.4M -$541K -6,084 -2%
William Blair & Company
122
William Blair & Company
Illinois
$19.7M +$868K +9,748 +4%
NIM
123
Northeast Investment Management
Massachusetts
$19.6M -$251K -2,821 -1%
TAM
124
Trillium Asset Management
Massachusetts
$18.1M +$672K +7,555 +4%
OCAM
125
Onex Canada Asset Management
Ontario, Canada
$17.8M +$1.99M +22,320 +8%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.