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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
MCC
101
Mid Continent Capital
Illinois
$26.2M -$72.9K -880 -0.3%
GG
102
Gofen & Glossberg
Illinois
$26.1M -$169K -2,043 -0.6%
AWCI
103
Alpine Woods Capital Investors
New York
$25.9M -$1.67M -20,200 -6%
DADC
104
D.A. Davidson & Co
Montana
$25.6M +$229K +2,757 +0.9%
HighTower Advisors
105
HighTower Advisors
Illinois
$25.2M +$322K +3,886 +1%
TBC
106
Tweedy, Browne Co
Connecticut
$24.7M -$1.66M -20,028 -6%
ACM
107
Atlanta Capital Management
Georgia
$24.5M -$1.24M -14,933 -5%
DP
108
Dearborn Partners
Illinois
$23.7M +$256K +3,090 +1%
PHS
109
Pekin Hardy Strauss
Illinois
$23.1M -$857K -10,334 -4%
ST
110
Sabal Trust
Florida
$22.4M -$219K -2,640 -1%
BCAM
111
Boston Common Asset Management
Massachusetts
$22.4M +$90.1K +1,087 +0.4%
O
112
OppenheimerFunds
New York
$22.3M +$28.2K +340 +0.1%
WSFS
113
Wilmington Savings Fund Society
Delaware
$22.1M -$108K -1,304 -0.5%
EIA
114
Edgemoor Investment Advisors
Maryland
$22M -$214K -2,584 -1%
FFA
115
First Foundation Advisors
California
$21.5M -$117K -1,415 -0.5%
GCC
116
Guardian Capital (Canada)
Ontario, Canada
$21.4M +$5.2M +62,792 +32%
FA
117
Friess Associates
Delaware
$21.3M +$21.3M +256,680 New
Stifel Financial
118
Stifel Financial
Missouri
$21.3M +$6.47M +78,081 +44%
PNC
119
Park National Corp
Ohio
$20.9M +$1.23M +14,880 +6%
NIM
120
Northeast Investment Management
Massachusetts
$20.6M +$152K +1,837 +0.7%
RMCM
121
Reynders McVeigh Capital Management
Massachusetts
$20.4M -$177K -2,136 -0.9%
William Blair & Company
122
William Blair & Company
Illinois
$20.1M +$1.13M +13,574 +6%
Marshall Wace
123
Marshall Wace
United Kingdom
$20M +$20M +240,741 New
EWM
124
Evercore Wealth Management
New York
$19.6M +$174K +2,096 +0.9%
PIM
125
Perkins Investment Management
Illinois
$19.6M -$213K -2,570 -1%

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.