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Novartis

1,012 hedge funds and large institutions have $20.7B invested in Novartis in 2018 Q1 according to their latest regulatory filings, with 76 funds opening new positions, 373 increasing their positions, 377 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more call options, than puts

Call options by funds: $86M | Put options by funds: $45.7M

23% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 62

1% more funds holding

Funds holding: 1,0061,012 (+6)

0.2% more ownership

Funds ownership: 10.72%10.92% (+0.2%)

0% more funds holding in top 10

Funds holding in top 10: 2424 (0)

1% less repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 377

2% less capital invested

Capital invested by funds: $21.1B → $20.7B (-$427M)

Holders
1,012
Holders Change
+6
Holders Change %
+0.6%
% of All Funds
23.2%
Holding in Top 10
24
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.55%
New
76
Increased
373
Reduced
377
Closed
62
Calls
$86M
Puts
$45.7M
Net Calls
+$40.3M
Net Calls Change
+$20.6M
Name Holding Trade Value Shares
Change
Change in
Stake
CA
1051
Calton & Associates
Florida
-$118K -1,514 Closed
RPC
1052
Rossmore Private Capital
Connecticut
-$90.7K -1,205 Closed
WA
1053
Winfield Associates
Ohio
-$71K -932 Closed
KJWM
1054
Kiley Juergens Wealth Management
Washington
-$65K -869 Closed
LC
1055
Landaas & Company
Wisconsin
-$53K -703 Closed
CC
1056
Claybrook Capital
Massachusetts
-$23K -307 Closed
BL
1057
Balentine LLC
Georgia
-$23K -305 Closed
SPI
1058
Santori & Peters Inc
Pennsylvania
-$19K -256 Closed
PWM
1059
Paulson Wealth Management
Illinois
-$19K -247 Closed
TA
1060
Teachers Advisors
New York
-$18K -244 Closed
VCM
1061
Versant Capital Management
Arizona
-$17K -230 Closed
WA
1062
Waverly Advisors
Alabama
-$17K -227 Closed
LCM
1063
Liberty Capital Management
Michigan
-$17K -223 Closed
CJA
1064
C-J Advisory
California
-$13.5K -177 Closed
CA
1065
Crewe Advisors
Utah
-$12K -160 Closed
RFWA
1066
RPg Family Wealth Advisory
Massachusetts
-$11.1K -147 Closed
GRQ
1067
Gardner Russo & Quinn
Pennsylvania
-$10K -140 Closed
RCG
1068
Ruggie Capital Group
Florida
-$9K -122 Closed
POIA
1069
Pin Oak Investment Advisors
Texas
-$9K -115 Closed
SCM
1070
Stumpf Capital Management
Arizona
-$6K -80 Closed
PRS
1071
Pinkerton Retirement Specialists
Idaho
-$4K -56 Closed
PCA
1072
Providence Capital Advisors
North Carolina
-$4K -50 Closed
PCIA
1073
Prime Capital Investment Advisors
Kansas
-$3K -38 Closed
RIA
1074
RPG Investment Advisory
California
-$2K -20 Closed
OBWP
1075
O'Brien Wealth Partners
Massachusetts
+$457 +6 New

NVS Hedge Fund Activity: Q1 2018 in Review

1,012 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2018, worth a combined $20.7B — down 2% from $21.1B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new NVS positions and 62 closed out — a net gain of 14 holders — while 373 added to existing stakes and 377 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $75.4M. The largest seller was Capital Research Global Investors, cutting an estimated $60.2M.

  • 1,012 institutional investors held Novartis (NVS) as of Q1 2018, up from 1,006 in Q4 2017.
  • Funds reported $20.7B of Novartis stock for Q1 2018, down 2% quarter-over-quarter.
  • 76 funds opened new Novartis positions in Q1 2018 and 62 closed out, a net change of +14 holders.
  • The largest Novartis buyer in Q1 2018 was Loomis, Sayles & Company, an estimated $75.4M added.
  • The largest Novartis seller in Q1 2018 was Capital Research Global Investors, an estimated $60.2M sold.

Based on aggregated 13F filings for Q1 2018.