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Novartis

1,182 hedge funds and large institutions have $15.3B invested in Novartis in 2022 Q4 according to their latest regulatory filings, with 172 funds opening new positions, 297 increasing their positions, 495 reducing their positions, and 60 closing their positions.

New
Increased
Maintained
Reduced
Closed

187% more first-time investments, than exits

New positions opened: 172 | Existing positions closed: 60

134% more call options, than puts

Call options by funds: $798M | Put options by funds: $341M

30% more funds holding in top 10

Funds holding in top 10: 1013 (+3)

10% more capital invested

Capital invested by funds: $13.8B → $15.3B (+$1.43B)

9% more funds holding

Funds holding: 1,0881,182 (+94)

0.49% less ownership

Funds ownership: 7.62%7.12% (-0.49%)

40% less repeat investments, than reductions

Existing positions increased: 297 | Existing positions reduced: 495

Holders
1,182
Holders Change
+94
Holders Change %
+8.64%
% of All Funds
19%
Holding in Top 10
13
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+30%
% of All Funds
0.21%
New
172
Increased
297
Reduced
495
Closed
60
Calls
$798M
Puts
$341M
Net Calls
+$456M
Net Calls Change
+$220M
Name Holding Trade Value Shares
Change
Change in
Stake
FCI
76
Financial Counselors Inc
Kansas
$24.3M -$87.5K -1,039 -0.4%
Stifel Financial
77
Stifel Financial
Missouri
$23.6M -$2.12M -25,139 -9%
Corient Private Wealth
78
Corient Private Wealth
Florida
$23.3M +$21.6M +256,886 New
BCAM
79
Boston Common Asset Management
Massachusetts
$23.1M -$1.6M -18,949 -7%
HighTower Advisors
80
HighTower Advisors
Illinois
$22.4M +$185K +2,200 +0.9%
Pacer Advisors
81
Pacer Advisors
Pennsylvania
$21.1M +$4.24M +50,296 +28%
US Bancorp
82
US Bancorp
Minnesota
$21M +$3.41M +40,537 +21%
GG
83
Gofen & Glossberg
Illinois
$20.6M -$373K -4,434 -2%
CCM
84
Causeway Capital Management
California
$20.2M -$4.04M -47,998 -18%
DLA
85
Douglas Lane & Associates
New York
$20M -$6.78M -80,450 -27%
Commonwealth Equity Services
86
Commonwealth Equity Services
Massachusetts
$19.9M +$800K +9,502 +5%
Rockefeller Capital Management
87
Rockefeller Capital Management
New York
$19.4M -$20.5K -243 -0.1%
M&T Bank
88
M&T Bank
New York
$18.8M +$505 +6 +0%
First Manhattan
89
First Manhattan
New York
$18.3M +$77.7K +922 +0.5%
DP
90
DDD Partners
Washington
$18M +$341K +4,047 +2%
JGUA
91
John G. Ullman & Associates
New York
$17.6M -$310K -3,683 -2%
Mariner
92
Mariner
Kansas
$17.6M +$130K +1,548 +0.8%
AssetMark Inc
93
AssetMark Inc
California
$17M +$210K +2,499 +1%
HTHT
94
Hemenway Trust Hemenway Trust
New Hampshire
$16.8M -$322K -3,825 -2%
TAM
95
Tocqueville Asset Management
New York
$16.4M -$4.88K -58 -0%
BC
96
Bartlett & Co
Ohio
$16.1M -$286K -3,394 -2%
BCWM
97
Bartlett & Co Wealth Management
Ohio
$16.1M -$286K -3,394 -2%
Citigroup
98
Citigroup
New York
$16M +$709K +8,415 +5%
OA
99
Oak Associates
Ohio
$15.9M -$787K -9,340 -5%
EWA
100
Exencial Wealth Advisors
Oklahoma
$15.9M -$226K -2,687 -2%

NVS Hedge Fund Activity: Q4 2022 in Review

1,182 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2022, worth a combined $15.3B — up 10% from $13.8B a quarter earlier.

Buyers outnumbered sellers: 172 funds opened new NVS positions and 60 closed out — a net gain of 112 holders — while 297 added to existing stakes and 495 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $210M. The largest seller was Loomis, Sayles & Company, cutting an estimated $336M.

  • 1,182 institutional investors held Novartis (NVS) as of Q4 2022, up from 1,088 in Q3 2022.
  • Funds reported $15.3B of Novartis stock for Q4 2022, up 10% quarter-over-quarter.
  • 172 funds opened new Novartis positions in Q4 2022 and 60 closed out, a net change of +112 holders.
  • The largest Novartis buyer in Q4 2022 was Arrowstreet Capital, an estimated $210M added.
  • The largest Novartis seller in Q4 2022 was Loomis, Sayles & Company, an estimated $336M sold.

Based on aggregated 13F filings for Q4 2022.