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Novartis

1,006 hedge funds and large institutions have $21.1B invested in Novartis in 2017 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 344 increasing their positions, 335 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 63

47% more call options, than puts

Call options by funds: $61.9M | Put options by funds: $42.2M

7% more funds holding

Funds holding: 9371,006 (+69)

3% more repeat investments, than reductions

Existing positions increased: 344 | Existing positions reduced: 335

0.31% less ownership

Funds ownership: 11.03%10.72% (-0.31%)

5% less capital invested

Capital invested by funds: $22.2B → $21.1B (-$1.08B)

37% less funds holding in top 10

Funds holding in top 10: 3824 (-14)

Holders
1,006
Holders Change
+69
Holders Change %
+7.36%
% of All Funds
22.82%
Holding in Top 10
24
Holding in Top 10 Change
-14
Holding in Top 10 Change %
-36.84%
% of All Funds
0.54%
New
137
Increased
344
Reduced
335
Closed
63
Calls
$61.9M
Puts
$42.2M
Net Calls
+$19.7M
Net Calls Change
+$526K
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
76
Sectoral Asset Management
Quebec, Canada
$31.5M -$699K -9,262 -2%
DP
77
Dearborn Partners
Illinois
$31.3M -$729K -9,667 -2%
Brown Advisory
78
Brown Advisory
Maryland
$30.8M +$1.1M +14,625 +4%
WFMPM
79
Woodley Farra Manion Portfolio Management
Indiana
$29.5M +$247K +3,268 +0.8%
CCM
80
Causeway Capital Management
California
$28.4M +$2.29M +30,386 +9%
DSA
81
Davis Selected Advisers
Arizona
$26.8M -$2.61M -34,596 -9%
O
82
OppenheimerFunds
New York
$25.5M +$865K +11,461 +3%
PNC
83
Park National Corp
Ohio
$25.3M -$320K -4,237 -1%
RMCM
84
Reynders McVeigh Capital Management
Massachusetts
$24.7M -$1.06M -14,027 -4%
CCM
85
Compass Capital Management
Minnesota
$24.6M +$819K +10,860 +3%
William Blair & Company
86
William Blair & Company
Illinois
$24.3M +$9.03M +119,710 +59%
GF
87
Gabelli Funds
New York
$24.1M -$126K -1,674 -0.5%
EVM
88
Eaton Vance Management
Massachusetts
$23.9M -$2.49K -33 -0%
OCAM
89
Onex Canada Asset Management
Ontario, Canada
$23.3M +$1.77M +23,402 +8%
Stifel Financial
90
Stifel Financial
Missouri
$23.2M +$507K +6,717 +2%
BG
91
Bahl & Gaynor
Ohio
$22.9M +$16.8K +222 +0.1%
TIM
92
Thornburg Investment Management
New Mexico
$22.6M +$477K +6,326 +2%
AR
93
Advisory Research
Illinois
$22.3M -$183K -2,423 -0.8%
First Trust Advisors
94
First Trust Advisors
Illinois
$22.2M +$2.7M +35,790 +14%
OAM
95
Oppenheimer Asset Management
New York
$22.2M
CFB
96
Cullen/Frost Bankers
Texas
$21.6M +$382K +5,068 +2%
M&T Bank
97
M&T Bank
New York
$21.6M -$371K -4,921 -2%
GG
98
Gofen & Glossberg
Illinois
$21.3M +$33.6K +445 +0.2%
UCFA
99
United Capital Financial Advisors
Texas
$21M +$587K +7,774 +3%
Commonwealth Equity Services
100
Commonwealth Equity Services
Massachusetts
$20.9M +$309K +4,090 +1%

NVS Hedge Fund Activity: Q4 2017 in Review

1,006 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2017, worth a combined $21.1B — down 4.9% from $22.2B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new NVS positions and 63 closed out — a net gain of 74 holders — while 344 added to existing stakes and 335 trimmed.

The largest buyer was Marshall Wace North America, adding an estimated $47M. The largest seller was Manulife (Manufacturers Life Insurance), cutting an estimated $283M.

  • 1,006 institutional investors held Novartis (NVS) as of Q4 2017, up from 937 in Q3 2017.
  • Funds reported $21.1B of Novartis stock for Q4 2017, down 4.9% quarter-over-quarter.
  • 137 funds opened new Novartis positions in Q4 2017 and 63 closed out, a net change of +74 holders.
  • The largest Novartis buyer in Q4 2017 was Marshall Wace North America, an estimated $47M added.
  • The largest Novartis seller in Q4 2017 was Manulife (Manufacturers Life Insurance), an estimated $283M sold.

Based on aggregated 13F filings for Q4 2017.