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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
NPA
76
Nichols & Pratt Advisers
Massachusetts
$39.3M -$139K -1,559 -0.3%
TH
77
TCTC Holdings
Texas
$38.4M +$121K +1,357 +0.3%
Fifth Third Bancorp
78
Fifth Third Bancorp
Ohio
$35.9M +$79.6K +894 +0.2%
JMPWA
79
JP Morgan Private Wealth Advisors
California
$34.7M +$599K +6,725 +2%
GF
80
Gabelli Funds
New York
$34.2M
MIP
81
Mondrian Investment Partners
United Kingdom
$33.6M
TIM
82
Thornburg Investment Management
New Mexico
$33.5M +$13.1M +147,303 +57%
CRM
83
Cramer Rosenthal McGlynn
Connecticut
$33.4M -$2.2M -24,686 -6%
US Bancorp
84
US Bancorp
Minnesota
$32.4M -$866K -9,725 -2%
CGT
85
Capital Guardian Trust
California
$32.2M +$3.14M +35,325 +10%
DWA
86
Douglass Winthrop Advisors
New York
$32M +$1.82M +20,432 +6%
O
87
OppenheimerFunds
New York
$31.7M +$132K +1,484 +0.4%
Massachusetts Financial Services
88
Massachusetts Financial Services
Massachusetts
$30.8M -$304K -3,415 -0.9%
VKH
89
Virtu KCG Holdings
New York
$30M +$28.8M +323,192 +796%
SEI Investments
90
SEI Investments
Pennsylvania
$29M +$1.55M +17,412 +5%
EVM
91
Eaton Vance Management
Massachusetts
$29M +$401K +4,510 +1%
ACP
92
Ashfield Capital Partners
California
$28.9M -$2.75M -30,848 -8%
CFB
93
Cullen/Frost Bankers
Texas
$27.8M +$111K +1,249 +0.4%
MCC
94
Mid Continent Capital
Illinois
$27.7M -$177K -1,987 -0.6%
M&T Bank
95
M&T Bank
New York
$27.4M -$195K -2,188 -0.7%
DP
96
Dearborn Partners
Illinois
$27.1M +$721K +8,106 +3%
BHC
97
Bowen Hanes & Co
Florida
$26.5M -$5.08M -57,056 -15%
GG
98
Gofen & Glossberg
Illinois
$25.9M -$303K -3,402 -1%
Truist Financial
99
Truist Financial
North Carolina
$25.6M -$1.04M -11,667 -4%
DADC
100
D.A. Davidson & Co
Montana
$25M +$329K +3,700 +1%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.