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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
JMPWA
76
JP Morgan Private Wealth Advisors
California
$36.5M +$597K +7,205 +2%
1832 Asset Management
77
1832 Asset Management
Ontario, Canada
$35.3M +$657K +7,924 +2%
GF
78
Gabelli Funds
New York
$34.7M -$370K -4,464 -1%
MIP
79
Mondrian Investment Partners
United Kingdom
$34M -$2.41M -29,016 -7%
US Bancorp
80
US Bancorp
Minnesota
$33.7M +$2.45M +29,584 +8%
Millennium Management
81
Millennium Management
New York
$33.3M -$816K -9,850 -2%
T. Rowe Price Associates
82
T. Rowe Price Associates
Maryland
$33.3M -$389K -4,687 -1%
MNA
83
Manning & Napier Advisors
New York
$33.2M +$1.28M +15,393 +4%
Massachusetts Financial Services
84
Massachusetts Financial Services
Massachusetts
$32.6M -$6.57M -79,221 -17%
VKH
85
Virtu KCG Holdings
New York
$31.6M +$30.6M +369,253 +3,134%
Truist Financial
86
Truist Financial
North Carolina
$31.6M -$461K -5,559 -1%
CCM
87
Causeway Capital Management
California
$31.2M +$195K +2,351 +0.6%
BHC
88
Bowen Hanes & Co
Florida
$31M -$612K -7,382 -2%
TAM
89
Tocqueville Asset Management
New York
$31M -$5.02M -60,594 -14%
ACP
90
Ashfield Capital Partners
California
$30.1M +$27.6M +333,186 +1,131%
WA
91
Wasatch Advisors
Utah
$29.8M
VanEck Associates
92
VanEck Associates
New York
$29.3M -$10.6M -127,714 -27%
Comerica Bank
93
Comerica Bank
Texas
$29.2M +$14.3M +172,477 +96%
CI
94
Clal Insurance
Israel
$29.2M +$29.2M +351,916 New
M&T Bank
95
M&T Bank
New York
$29.2M +$55.3K +667 +0.2%
CGT
96
Capital Guardian Trust
California
$28.9M +$4.3M +51,920 +18%
EVM
97
Eaton Vance Management
Massachusetts
$28M -$2.23M -26,932 -7%
CFB
98
Cullen/Frost Bankers
Texas
$27.9M +$722K +8,711 +3%
DWA
99
Douglass Winthrop Advisors
New York
$27.4M +$274K +3,303 +1%
SEI Investments
100
SEI Investments
Pennsylvania
$27.2M +$27.2M +328,190 New

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.