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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
TAM
76
Tocqueville Asset Management
New York
$36.6M -$82.6K -1,021 -0.2%
JMPWA
77
JP Morgan Private Wealth Advisors
California
$36.4M +$756K +9,338 +2%
FWIA
78
Fort Washington Investment Advisors
Ohio
$36.3M -$876K -10,832 -2%
GF
79
Gabelli Funds
New York
$35.6M
1832 Asset Management
80
1832 Asset Management
Ontario, Canada
$35.2M +$14.5M +179,162 +75%
BIM
81
BlackRock Investment Management
Delaware
$35M +$829K +10,242 +3%
Millennium Management
82
Millennium Management
New York
$34.7M +$28.2M +348,050 +552%
Natixis Advisors
83
Natixis Advisors
Massachusetts
$34.4M -$10.3M -127,513 -24%
T. Rowe Price Associates
84
T. Rowe Price Associates
Maryland
$34.2M -$69.2M -855,883 -68%
Truist Financial
85
Truist Financial
North Carolina
$32.6M -$1.1M -13,580 -3%
MNA
86
Manning & Napier Advisors
New York
$32.5M +$1.1M +13,589 +4%
BHC
87
Bowen Hanes & Co
Florida
$32.1M -$4.58M -56,632 -13%
US Bancorp
88
US Bancorp
Minnesota
$31.8M +$2.37M +29,234 +8%
CCM
89
Causeway Capital Management
California
$31.5M +$1.2M +14,864 +4%
EVM
90
Eaton Vance Management
Massachusetts
$30.7M +$8.58M +106,094 +41%
WA
91
Wasatch Advisors
Utah
$30.2M
M&T Bank
92
M&T Bank
New York
$29.6M +$25.5M +315,067 +883%
AWCI
93
Alpine Woods Capital Investors
New York
$28M -$1.44M -17,787 -5%
CFB
94
Cullen/Frost Bankers
Texas
$27.6M +$18.8K +232 +0.1%
DWA
95
Douglass Winthrop Advisors
New York
$27.5M +$195K +2,405 +0.7%
STC
96
SEI Trust Company
Pennsylvania
$27.2M -$891K -11,010 -3%
Renaissance Technologies
97
Renaissance Technologies
New York
$26.9M +$24.6M +303,440 +1,942%
TBC
98
Tweedy, Browne Co
Connecticut
$26.7M -$437K -5,404 -2%
MCC
99
Mid Continent Capital
Illinois
$26.7M +$45.1K +558 +0.2%
GG
100
Gofen & Glossberg
Illinois
$26.7M +$88.1K +1,089 +0.3%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.