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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
FWIA
76
Fort Washington Investment Advisors
Ohio
$34.4M -$2.28M -31,333 -6%
BIM
77
BlackRock Investment Management
Delaware
$33.2M +$3.78M +51,938 +14%
RFC
78
Russell Frank Company
Washington
$32.9M -$1.67M -22,933 -5%
RL
79
Ruffer LLP
United Kingdom
$32.9M +$31.5M +432,569 New
BHC
80
Bowen Hanes & Co
Florida
$32.5M +$423K +5,809 +1%
GF
81
Gabelli Funds
New York
$32.3M
RJA
82
Raymond James & Associates
Florida
$32.2M +$2.25M +30,873 +8%
JMPWA
83
JP Morgan Private Wealth Advisors
California
$32M +$1.79M +24,522 +6%
Truist Financial
84
Truist Financial
North Carolina
$31.5M -$234K -3,206 -0.8%
MC
85
Maverick Capital
Texas
$29.9M +$6.85M +94,033 +32%
AWCI
86
Alpine Woods Capital Investors
New York
$28.8M
IGIM
87
I.G. Investment Management
Manitoba, Canada
$28.5M
CCM
88
Causeway Capital Management
California
$27.8M +$3.71M +50,892 +16%
VanEck Associates
89
VanEck Associates
New York
$27.6M +$5.89M +80,834 +29%
SAM
90
Sentinel Asset Management
Vermont
$27.5M
WA
91
Wasatch Advisors
Utah
$27.3M -$3.4M -46,673 -12%
MNA
92
Manning & Napier Advisors
New York
$26.7M -$3.71M -50,910 -13%
STC
93
SEI Trust Company
Pennsylvania
$25M -$927K -12,723 -4%
TBC
94
Tweedy, Browne Co
Connecticut
$24.8M -$68.3K -937 -0.3%
US Bancorp
95
US Bancorp
Minnesota
$24.6M +$713K +9,784 +3%
DWA
96
Douglass Winthrop Advisors
New York
$24.4M +$878K +12,047 +4%
CCI
97
Columbus Circle Investors
$24.3M +$13.7M +188,089 +144%
CFB
98
Cullen/Frost Bankers
Texas
$24.3M +$958K +13,150 +4%
ACM
99
Atlanta Capital Management
Georgia
$24.2M -$7.82M -107,274 -25%
MCC
100
Mid Continent Capital
Illinois
$24.1M +$1.63M +22,398 +8%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.