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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
1
EARNEST Partners
Georgia
$185M
2
Boston Partners
2
Boston Partners
Massachusetts
$182M
3
TCIM
3
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$205M
5
WCM
5
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$339M
2
EAM
2
Edge Asset Management
Washington
$71.8M
3
BBHC
3
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
4
Northern Trust
Illinois
$218M
5
VKH
5
Virtu KCG Holdings
New York
$1.16M
Name Market Value Shares Shares
Change 		Shares
Change %
AG
76
Aperio Group
California
– – -432,086 Closed
NPA
77
Nichols & Pratt Advisers
Massachusetts
$35.7M 495,678 -5,470 -1%
FWIA
78
Fort Washington Investment Advisors
Ohio
$34.8M 482,470 -19,202 -4%
TH
79
TCTC Holdings
Texas
$34.4M 477,806 +111 +0%
Fifth Third Bancorp
80
Fifth Third Bancorp
Ohio
$32.8M 454,726 -14,340 -3%
RFC
81
Russell Frank Company
Washington
$32.7M 454,639 -56,530 -11%
NTCOC
82
Northern Trust Company of Connecticut
Connecticut
$31.7M 440,674 -19,458 -4%
ACM
83
Atlanta Capital Management
Georgia
$30.6M 425,202 -15,466 -4%
GF
84
Gabelli Funds
New York
$30.6M 424,415 – –
BHC
85
Bowen Hanes & Co
Florida
$30.3M 420,514 -8,426 -2%
Truist Financial
86
Truist Financial
North Carolina
$30M 417,021 +9,308 +2%
WA
87
Wasatch Advisors
Utah
$29.2M 404,996 – –
MNA
88
Manning & Napier Advisors
New York
$28.9M 401,679 -11,863 -3%
JPMPWA
89
J.P. Morgan Private Wealth Advisors
California
$28.5M 395,602 -23,152 -6%
RJA
90
Raymond James & Associates
Florida
$28.2M 391,464 +25,289 +7%
PI
91
Placemark Investments
Illinois
$28M 389,385 +43,814 +13%
BIM
92
BlackRock Investment Management
Delaware
$27.7M 384,466 +13,226 +4%
TRSOTSOK
93
Teachers Retirement System of the State of Kentucky
Kentucky
$27.5M 382,453 -20,088 -5%
AWCI
94
Alpine Woods Capital Investors
New York
$27.3M 378,375 -6,696 -2%
IGIM
95
I.G. Investment Management
Manitoba, Canada
$27M 374,641 – –
SAM
96
Sentinel Asset Management
Vermont
$26M 360,580 – –
PHS
97
Pekin Hardy Strauss
Illinois
$25.4M 352,226 -1,642 -0.5%
STC
98
SEI Trust Company
Pennsylvania
$24.5M 340,359 -3,511 -1%
TBC
99
Tweedy, Browne Co
Connecticut
$23.5M 326,251 -3,293 -1%
CCM
100
Causeway Capital Management
California
$22.6M 314,423 +234,301 +292%
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4
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