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Novartis

1,177 hedge funds and large institutions have $21.5B invested in Novartis in 2020 Q4 according to their latest regulatory filings, with 146 funds opening new positions, 379 increasing their positions, 437 reducing their positions, and 71 closing their positions.

New
Increased
Maintained
Reduced
Closed

109% more call options, than puts

Call options by funds: $245M | Put options by funds: $117M

106% more first-time investments, than exits

New positions opened: 146 | Existing positions closed: 71

9% more capital invested

Capital invested by funds: $19.7B → $21.5B (+$1.86B)

8% more funds holding in top 10

Funds holding in top 10: 1314 (+1)

5% more funds holding

Funds holding: 1,1191,177 (+58)

0.07% more ownership

Funds ownership: 9.17%9.24% (+0.07%)

13% less repeat investments, than reductions

Existing positions increased: 379 | Existing positions reduced: 437

Holders
1,177
Holders Change
+58
Holders Change %
+5.18%
% of All Funds
20.82%
Holding in Top 10
14
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.69%
% of All Funds
0.25%
New
146
Increased
379
Reduced
437
Closed
71
Calls
$245M
Puts
$117M
Net Calls
+$128M
Net Calls Change
+$74.4M
Name Holding Trade Value Shares
Change
Change in
Stake
NCM
926
Noesis Capital Mangement
Florida
$222K -$26.2K -300 -11%
BPB
927
Badgley, Phelps & Bell
Washington
$221K -$2.62K -30 -1%
LWM
928
Laidlaw Wealth Management
New York
$221K +$205K +2,344 New
MA
929
Mezzasalma Advisors
New Jersey
$220K +$204K +2,331 New
HIM
930
Hotaling Investment Management
Pennsylvania
$219K
GTCM
931
Gyon Technologies Capital Management
New Jersey
$217K +$201K +2,299 New
MWM
932
Modera Wealth Management
New Jersey
$215K +$199K +2,278 New
IIA
933
ICW Investment Advisors
Arizona
$213K -$26.5K -303 -12%
VST
934
Van Strum & Towne
California
$212K -$9.18K -105 -4%
NEAM
935
New England Asset Management
Connecticut
$212K
LWM
936
Liberty Wealth Management
California
$212K +$7.95K +91 +4%
RIA
937
Realta Investment Advisors
Delaware
$211K -$41.6K -476 -18%
MPCG
938
Matrix Private Capital Group
New York
$211K -$17.3K -198 -8%
RRAM
939
River Road Asset Management
Kentucky
$211K +$195K +2,233 New
MCCP
940
Mission Creek Capital Partners
California
$210K -$6.55K -75 -3%
EIP
941
Epoch Investment Partners
New York
$210K +$194K +2,225 New
EWM
942
Empirical Wealth Management
Washington
$207K +$191K +2,190 New
ERWM
943
Elk River Wealth Management
Colorado
$206K +$191K +2,184 New
SWM
944
SeaCrest Wealth Management
New York
$205K +$190K +2,174 New
BIA
945
Barry Investment Advisors
Massachusetts
$205K +$190K +2,175 New
CSS
946
Cubist Systematic Strategies
Connecticut
$202K -$164K -1,881 -47%
BIM
947
Baldwin Investment Management
Pennsylvania
$202K +$187K +2,142 New
RA
948
RFG Advisory
Alabama
$202K +$188K +2,152 New
Financial Engines Advisors
949
Financial Engines Advisors
California
$201K +$186K +2,124 New
MIP
950
Marietta Investment Partners
Wisconsin
$201K +$186K +2,128 New

NVS Hedge Fund Activity: Q4 2020 in Review

1,177 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2020, worth a combined $21.5B — up 9.5% from $19.7B a quarter earlier.

Buyers outnumbered sellers: 146 funds opened new NVS positions and 71 closed out — a net gain of 75 holders — while 379 added to existing stakes and 437 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $840M. The largest seller was Renaissance Technologies, cutting an estimated $168M.

  • 1,177 institutional investors held Novartis (NVS) as of Q4 2020, up from 1,119 in Q3 2020.
  • Funds reported $21.5B of Novartis stock for Q4 2020, up 9.5% quarter-over-quarter.
  • 146 funds opened new Novartis positions in Q4 2020 and 71 closed out, a net change of +75 holders.
  • The largest Novartis buyer in Q4 2020 was Loomis, Sayles & Company, an estimated $840M added.
  • The largest Novartis seller in Q4 2020 was Renaissance Technologies, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2020.