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Novartis

1,006 hedge funds and large institutions have $21.1B invested in Novartis in 2017 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 344 increasing their positions, 335 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 63

47% more call options, than puts

Call options by funds: $61.9M | Put options by funds: $42.2M

7% more funds holding

Funds holding: 9371,006 (+69)

3% more repeat investments, than reductions

Existing positions increased: 344 | Existing positions reduced: 335

0.31% less ownership

Funds ownership: 11.03%10.72% (-0.31%)

5% less capital invested

Capital invested by funds: $22.2B → $21.1B (-$1.08B)

37% less funds holding in top 10

Funds holding in top 10: 3824 (-14)

Holders
1,006
Holders Change
+69
Holders Change %
+7.36%
% of All Funds
22.82%
Holding in Top 10
24
Holding in Top 10 Change
-14
Holding in Top 10 Change %
-36.84%
% of All Funds
0.54%
New
137
Increased
344
Reduced
335
Closed
63
Calls
$61.9M
Puts
$42.2M
Net Calls
+$19.7M
Net Calls Change
+$526K
Name Holding Trade Value Shares
Change
Change in
Stake
NCM
926
Nelson Capital Management
California
$25K +$5.88K +78 +30%
IBOK
927
Independence Bank of Kentucky
Kentucky
$25K +$25.3K +335 New
TF
928
Tompkins Financial
New York
$23K -$50.8K -673 -69%
AIM
929
Advantage Investment Management
Iowa
$23K -$1.74K -23 -7%
BL
930
Balentine LLC
Georgia
$23K
KIG
931
Kessler Investment Group
Indiana
$23K
KPCM
932
Kings Point Capital Management
New York
$23K
CAW
933
Cornerstone Advisors (Washington)
Washington
$23K +$2.49K +33 +12%
CC
934
Claybrook Capital
Massachusetts
$23K +$23.2K +307 New
RPG
935
Risk Paradigm Group
Texas
$22.7K -$31.9K -423 -58%
TCM
936
Tradewinds Capital Management
Washington
$22K -$1.74K -23 -7%
ME
937
McIlrath & Eck
Washington
$22K +$22K +292 New
CAC
938
Certified Advisory Corp
Florida
$22K +$22.7K +301 New
Nisa Investment Advisors
939
Nisa Investment Advisors
Missouri
$21K
PCFFS
940
Pacific Center for Financial Services
California
$21K
WWMSC
941
Wagner Wealth Management (South Carolina)
South Carolina
$21K +$12.8K +169 New
AF
942
Allworth Financial
California
$20K -$11.1K -147 -36%
PWM
943
Paulson Wealth Management
Illinois
$19K +$18.6K +247 New
SPI
944
Santori & Peters Inc
Pennsylvania
$19K +$19.3K +256 New
CBT
945
Central Bank & Trust
Kentucky
$18K
TA
946
Teachers Advisors
New York
$18K
VIA
947
Vantage Investment Advisors
Pennsylvania
$17K -$36.8K -488 -69%
TC
948
Trust Company
Kansas
$17K -$7.09K -94 -30%
BCM
949
Blume Capital Management
California
$17K
LCM
950
Liberty Capital Management
Michigan
$17K

NVS Hedge Fund Activity: Q4 2017 in Review

1,006 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2017, worth a combined $21.1B — down 4.9% from $22.2B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new NVS positions and 63 closed out — a net gain of 74 holders — while 344 added to existing stakes and 335 trimmed.

The largest buyer was Marshall Wace North America, adding an estimated $47M. The largest seller was Manulife (Manufacturers Life Insurance), cutting an estimated $283M.

  • 1,006 institutional investors held Novartis (NVS) as of Q4 2017, up from 937 in Q3 2017.
  • Funds reported $21.1B of Novartis stock for Q4 2017, down 4.9% quarter-over-quarter.
  • 137 funds opened new Novartis positions in Q4 2017 and 63 closed out, a net change of +74 holders.
  • The largest Novartis buyer in Q4 2017 was Marshall Wace North America, an estimated $47M added.
  • The largest Novartis seller in Q4 2017 was Manulife (Manufacturers Life Insurance), an estimated $283M sold.

Based on aggregated 13F filings for Q4 2017.