We are live on ! Find out more
NVS icon

Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
NMIS
926
Northwestern Mutual Investment Services
Wisconsin
$1K +$1.51K +17 New
TCIM
927
TIAA CREF Investment Management
New York
-$23.3M -264,048 Closed
TAM
928
Telemark Asset Management
Massachusetts
-$13.8M -156,240 Closed
State of Tennessee, Department of Treasury
929
State of Tennessee, Department of Treasury
Tennessee
-$13.3M -150,660 Closed
MLL
930
Moody Lynn & Lieberson
Massachusetts
-$9.68M -109,826 Closed
AAMU
931
Amundi Asset Management US
Massachusetts
-$8.18M -92,789 Closed
Balyasny Asset Management
932
Balyasny Asset Management
Illinois
-$4.92M -55,800 Closed
BIT
933
BlackRock Institutional Trust
California
-$4.83M -54,787 Closed
ECM
934
Endurant Capital Management
California
-$4.15M -47,095 Closed
BHA
935
Beech Hill Advisors
New York
-$2.9M -32,944 Closed
VIA
936
Vident Investment Advisory
Georgia
-$1.79M -20,300 Closed
MSU
937
Maple Securities USA
New Jersey
-$1.72M -19,562 Closed
QC
938
Quadrature Capital
United Kingdom
-$1.14M -12,946 Closed
PCM
939
Princeton Capital Management
New Jersey
-$1.11M -12,604 Closed
WI
940
WBI Investments
New Jersey
-$1.08M -12,222 Closed
OAM
941
Oxford Asset Management
United Kingdom
-$953K -10,810 Closed
Capital Fund Management (CFM)
942
Capital Fund Management (CFM)
France
-$734K -8,326 Closed
HC
943
Hawkins Capital
Texas
-$590K -6,696 Closed
WP
944
WMS Partners
Maryland
-$529K -6,006 Closed
Canada Life
945
Canada Life
Manitoba, Canada
-$511K -5,804 Closed
ID
946
Integral Derivatives
New York
-$480K -5,452 Closed
PCM
947
Prelude Capital Management
New York
-$471K -5,345 Closed
BGA
948
Belmont Global Advisors
Texas
-$403K -4,576 Closed
KA
949
KLCM Advisors
Wisconsin
-$332K -3,764 Closed
VAM
950
Visium Asset Management
New York
-$327K -3,712 Closed

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.