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Novartis

1,006 hedge funds and large institutions have $21.1B invested in Novartis in 2017 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 344 increasing their positions, 335 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 63

47% more call options, than puts

Call options by funds: $61.9M | Put options by funds: $42.2M

7% more funds holding

Funds holding: 9371,006 (+69)

3% more repeat investments, than reductions

Existing positions increased: 344 | Existing positions reduced: 335

0.31% less ownership

Funds ownership: 11.03%10.72% (-0.31%)

5% less capital invested

Capital invested by funds: $22.2B → $21.1B (-$1.08B)

37% less funds holding in top 10

Funds holding in top 10: 3824 (-14)

Holders
1,006
Holders Change
+69
Holders Change %
+7.36%
% of All Funds
22.82%
Holding in Top 10
24
Holding in Top 10 Change
-14
Holding in Top 10 Change %
-36.84%
% of All Funds
0.54%
New
137
Increased
344
Reduced
335
Closed
63
Calls
$61.9M
Puts
$42.2M
Net Calls
+$19.7M
Net Calls Change
+$526K
Name Holding Trade Value Shares
Change
Change in
Stake
WEC
901
Winslow Evans & Crocker
Massachusetts
$50.4K
KAS
902
Kemnay Advisory Services
New York
$50K
LF
903
Lee Financial
Texas
$50K
HCM
904
Highlander Capital Management
New Jersey
$49K
MCM
905
Monument Capital Management
Virginia
$49K +$49.6K +658 New
FMP
906
Financial Management Professionals
Texas
$46K
BWM
907
Baystate Wealth Management
Massachusetts
$44K
KF
908
Krilogy Financial
Missouri
$44K
PFA
909
Pathway Financial Advisors
Vermont
$43K +$43.5K +576 New
PCM
910
Polaris Capital Management
Massachusetts
$42K
ST
911
Sageworth Trust
Pennsylvania
$42K
TJHA
912
Thomas J. Herzfeld Advisors
Florida
$42K
GFP
913
Gryphon Financial Partners
Ohio
$41K +$41.6K +551 New
PMFA
914
Plante Moran Financial Advisors
Michigan
$39K -$43.4K -575 -53%
PS
915
Portfolio Strategies
New York
$39K +$38.7K +513 New
LYV
916
Live Your Vision
Pennsylvania
$37K
BWA
917
Burt Wealth Advisors
Maryland
$36K
PK
918
Pflug Koory
Nebraska
$36K
MFBTD
919
MB Financial Bank - Trust Department
Illinois
$34K
RAM
920
Riggs Asset Management
Pennsylvania
$34K
FCB
921
First Command Bank
Texas
$33K
FCFS
922
First Command Financial Services
Texas
$33K
AS
923
Altshuler Shaham
Israel
$32K +$110K +1,461 New
Carson Wealth (CWM LLC)
924
Carson Wealth (CWM LLC)
Nebraska
$29K -$12.2K -162 -30%
MIFH
925
Migdal Insurance & Financial Holdings
Israel
$26K

NVS Hedge Fund Activity: Q4 2017 in Review

1,006 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2017, worth a combined $21.1B — down 4.9% from $22.2B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new NVS positions and 63 closed out — a net gain of 74 holders — while 344 added to existing stakes and 335 trimmed.

The largest buyer was Marshall Wace North America, adding an estimated $47M. The largest seller was Manulife (Manufacturers Life Insurance), cutting an estimated $283M.

  • 1,006 institutional investors held Novartis (NVS) as of Q4 2017, up from 937 in Q3 2017.
  • Funds reported $21.1B of Novartis stock for Q4 2017, down 4.9% quarter-over-quarter.
  • 137 funds opened new Novartis positions in Q4 2017 and 63 closed out, a net change of +74 holders.
  • The largest Novartis buyer in Q4 2017 was Marshall Wace North America, an estimated $47M added.
  • The largest Novartis seller in Q4 2017 was Manulife (Manufacturers Life Insurance), an estimated $283M sold.

Based on aggregated 13F filings for Q4 2017.