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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
BRWM
901
B. Riley Wealth Management
Tennessee
$15K
LWA
902
Lenox Wealth Advisors
New York
$15K
SMG
903
Spectrum Management Group
Indiana
$14K
RWML
904
RAFFA WEALTH MANAGEMENT, LLC
District of Columbia
$12.6K
DAM
905
Delta Asset Management
Tennessee
$12K -$9.28K -112 -43%
NC
906
NewSquare Capital
Pennsylvania
$12K
BWA
907
Burt Wealth Advisors
Maryland
$12K +$11.6K +140 New
SIG
908
Stanford Investment Group
California
$12K +$12.1K +146 New
AWM
909
AllSquare Wealth Management
New York
$10K +$10.1K +122 New
ST
910
Smithfield Trust
Pennsylvania
$9K
P
911
Palladiem
Pennsylvania
$9K +$9.28K +112 New
HFM
912
Hartford Financial Management
Connecticut
$8K
MCM
913
MV Capital Management
Maryland
$8K +$7.79K +94 New
HDIM
914
Hanson & Doremus Investment Management
Vermont
$7K +$7.38K +89 New
BRWA
915
B. Riley Wealth Advisors
Florida
$5.97K +$765K +9,228 New
BWFA
916
Baltimore-Washington Financial Advisors
Maryland
$5K
SA
917
SRH Advisors
Kansas
$2K
HMS
918
Hanseatic Management Services
New Mexico
$1K +$1.49K +18 New
NG
919
NatWest Group
United Kingdom
$493 -$5.14K -62 -1%
NDSI
920
Newman Dignan & Sheerar Inc
Rhode Island
$358
IC
921
Institutional Capital
Illinois
-$76.8M -910,320 Closed
TA
922
Teachers Advisors
New York
-$19.9M -236,037 Closed
WI
923
WBI Investments
New Jersey
-$18.1M -214,215 Closed
Wellington Management Group
924
Wellington Management Group
Massachusetts
-$12.7M -151,099 Closed
TCIM
925
TIAA CREF Investment Management
New York
-$11.9M -140,827 Closed

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.