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Novartis

1,006 hedge funds and large institutions have $21.1B invested in Novartis in 2017 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 344 increasing their positions, 335 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 63

47% more call options, than puts

Call options by funds: $61.9M | Put options by funds: $42.2M

7% more funds holding

Funds holding: 9371,006 (+69)

3% more repeat investments, than reductions

Existing positions increased: 344 | Existing positions reduced: 335

0.31% less ownership

Funds ownership: 11.03%10.72% (-0.31%)

5% less capital invested

Capital invested by funds: $22.2B → $21.1B (-$1.08B)

37% less funds holding in top 10

Funds holding in top 10: 3824 (-14)

Holders
1,006
Holders Change
+69
Holders Change %
+7.36%
% of All Funds
22.82%
Holding in Top 10
24
Holding in Top 10 Change
-14
Holding in Top 10 Change %
-36.84%
% of All Funds
0.54%
New
137
Increased
344
Reduced
335
Closed
63
Calls
$61.9M
Puts
$42.2M
Net Calls
+$19.7M
Net Calls Change
+$526K
Name Holding Trade Value Shares
Change
Change in
Stake
CHP
876
Cable Hill Partners
Oregon
$79K -$31.8K -421 -29%
HI
877
Hudock Inc
Pennsylvania
$79K
FWM
878
Focused Wealth Management
New York
$76K -$25.3K -335 -25%
AIM
879
Arcadia Investment Management
Michigan
$74K
PR
880
Payden & Rygel
California
$74K
BWA
881
BDO Wealth Advisors
Florida
$73K +$8.45K +112 +13%
RBC
882
Roble Belko & Company
Pennsylvania
$72K +$72.4K +960 New
WA
883
Winfield Associates
Ohio
$71K +$5.05K +67 +8%
BNP Paribas Financial Markets
884
BNP Paribas Financial Markets
France
$70.9K
Barclays
885
Barclays
United Kingdom
$69K -$135K -1,786 -66%
DPA
886
Delphi Private Advisors
California
$69K +$59.8K +792 +619%
LFA
887
Legacy Financial Advisors
Kentucky
$68K +$68.8K +912 New
PWM
888
Perigon Wealth Management
California
$65K
KJWM
889
Kiley Juergens Wealth Management
Washington
$65K +$65.6K +869 New
SIAS
890
Shine Investment Advisory Services
Colorado
$62K
AF
891
Arrow Financial
New York
$59K
HDIM
892
Hanson & Doremus Investment Management
Vermont
$59K
JWA
893
JFS Wealth Advisors
Pennsylvania
$59K +$8.45K +112 +17%
GWS
894
Glassman Wealth Services
Virginia
$59K +$9.51K +126 +19%
TL
895
TrueWealth LLC
Georgia
$58K +$58.2K +771 New
H
896
Hexavest
Quebec, Canada
$55K
GI
897
Gradient Investments
Minnesota
$54K +$54.6K +723 New
LC
898
Landaas & Company
Wisconsin
$53K
AF
899
Advisornet Financial
Minnesota
$53K +$52.9K +701 New
PGWM
900
Parisi Gray Wealth Management
New Jersey
$51K +$50.6K +670 New

NVS Hedge Fund Activity: Q4 2017 in Review

1,006 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2017, worth a combined $21.1B — down 4.9% from $22.2B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new NVS positions and 63 closed out — a net gain of 74 holders — while 344 added to existing stakes and 335 trimmed.

The largest buyer was Marshall Wace North America, adding an estimated $47M. The largest seller was Manulife (Manufacturers Life Insurance), cutting an estimated $283M.

  • 1,006 institutional investors held Novartis (NVS) as of Q4 2017, up from 937 in Q3 2017.
  • Funds reported $21.1B of Novartis stock for Q4 2017, down 4.9% quarter-over-quarter.
  • 137 funds opened new Novartis positions in Q4 2017 and 63 closed out, a net change of +74 holders.
  • The largest Novartis buyer in Q4 2017 was Marshall Wace North America, an estimated $47M added.
  • The largest Novartis seller in Q4 2017 was Manulife (Manufacturers Life Insurance), an estimated $283M sold.

Based on aggregated 13F filings for Q4 2017.