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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
BKA
851
Brick & Kyle Associates
Pennsylvania
$56K +$21K +236 +53%
BAM
852
Barrett Asset Management
New York
$55K
KAS
853
Kemnay Advisory Services
New York
$55K
PCM
854
Polaris Capital Management
Massachusetts
$55K
HCM
855
Highlander Capital Management
New Jersey
$54K
QCG
856
Quadrant Capital Group
Ohio
$52K -$6.85K -77 -11%
AIP
857
Ameritas Investment Partners
Nebraska
$52K
BCM
858
Blume Capital Management
California
$52K
FMP
859
Financial Management Professionals
Texas
$51K
AIM
860
Advantage Investment Management
Iowa
$46K
WA
861
WealthTrust-Arizona
Arizona
$46K +$32.2K +362 +185%
CAW
862
Cornerstone Advisors (Washington)
Washington
$44K +$623 +7 +1%
KF
863
Krilogy Financial
Missouri
$44K +$47.3K +532 New
CFS
864
Commonwealth Financial Services
West Virginia
$43K
TFA
865
Transamerica Financial Advisors
Florida
$42K
MFBTD
866
MB Financial Bank - Trust Department
Illinois
$40K
CWM
867
Catamount Wealth Management
Connecticut
$40K +$43.3K +487 New
AWS
868
Aris Wealth Services
Pennsylvania
$39K -$75.8K -852 -64%
FNBSF
869
First National Bank Sioux Falls
South Dakota
$39K
KPCM
870
Kings Point Capital Management
New York
$39K
ANBT
871
American National Bank & Trust
Texas
$39K +$19.8K +223 +90%
GI
872
Gradient Investments
Minnesota
$38K
FI
873
FCM Investments
Texas
$37K
IP
874
Isthmus Partners
Wisconsin
$37K
CF
875
CenterStar Fund
Illinois
$36K

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.