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Novartis
NVS

Overview Fund Activity

939 hedge funds and large institutions have $23.3B invested in Novartis in 2015 Q1 according to their latest regulatory filings, with 83 funds opening new positions, 313 increasing their positions, 375 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
939
Holders Change
+21
Holders Change %
+2.29%
% of All Funds
25.05%
Holding in Top 10
69
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+11.29%
% of All Funds
1.84%
New
83
Increased
313
Reduced
375
Closed
51
Calls
$43.8M
Puts
$31.2M
Net Calls
+$12.6M
Net Calls Change
-$93.2M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$438M
2
Aristotle Capital Management
2
Aristotle Capital Management
California
$176M
3
Franklin Resources
3
Franklin Resources
California
$363M
4
Jennison Associates
4
Jennison Associates
New York
$76.2M
5
TCIM
5
TIAA CREF Investment Management
New York
$67.7M

Top Sellers

1
SSM
1
Sound Shore Management
Connecticut
$0
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$7.31M
3
Neuberger Berman Group
3
Neuberger Berman Group
New York
$85.5M
4
BTS
4
BB&T Securities
Virginia
$546M
5
WCM
5
Wedge Capital Management
North Carolina
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TRCT
851
Tower Research Capital (TRC)
New York
$79K +$79K +893 New
CLOS
852
Compagnie Lombard Odier SCmA
Switzerland
$77K – – –
IC
853
Intersect Capital
California
$74K – – –
PMFA
854
Plante Moran Financial Advisors
Michigan
$72K -$18.4K -208 -20%
AF
855
Arrow Financial
New York
$69K – – –
EAMA
856
EFG Asset Management (Americas)
Florida
$69K – – –
TCM
857
Tradewinds Capital Management
Washington
$66K – – –
H
858
Hexavest
Quebec, Canada
$65K – – –
TDC
859
Thompson Davis & Co
Virginia
$63K -$93.4K -1,061 -60%
PIM
860
Progressive Investment Management
Oregon
$63K -$14.7K -167 -19%
BAM
861
Barrett Asset Management
New York
$59K – – –
KAS
862
Kemnay Advisory Services
New York
$59K – – –
PCM
863
Polaris Capital Management
Massachusetts
$59K – – –
HCM
864
Highlander Capital Management
New Jersey
$58K – – –
WA
865
Waverly Advisors
Alabama
$58K – – –
HPBT
866
High Point Bank & Trust
North Carolina
$58K – – –
WC
867
Whitnell & Co
Illinois
$57K – – –
AIP
868
Ameritas Investment Partners
Nebraska
$56K – – –
AIM
869
Advantage Investment Management
Iowa
$55K -$889 -10 -2%
FMP
870
Financial Management Professionals
Texas
$54K – – –
HCM
871
Horrell Capital Management
Arkansas
$54K – – –
SSG
872
Summit Securities Group
New York
$49K +$29.4K +335 +150%
WCM
873
Wealthcare Capital Management
Virginia
$49K +$49K +559 New
AA
874
Apriem Advisors
California
$47K – – –
CAW
875
Cornerstone Advisors (Washington)
Washington
$47K +$443 +5 +1%
33 34
35
36 37