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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
CLOS
851
Compagnie Lombard Odier SCmA
Switzerland
$72K
IC
852
Intersect Capital
California
$67K +$67.3K +812 New
AF
853
Arrow Financial
New York
$65K
EAMA
854
EFG Asset Management (Americas)
Florida
$64K +$64.4K +777 New
TCM
855
Tradewinds Capital Management
Washington
$62K
KPCM
856
Kings Point Capital Management
New York
$62K +$13.7K +165 +28%
H
857
Hexavest
Quebec, Canada
$61K
BAM
858
Barrett Asset Management
New York
$56K
KAS
859
Kemnay Advisory Services
New York
$56K
PCM
860
Polaris Capital Management
Massachusetts
$56K
WA
861
Waverly Advisors
Alabama
$55K -$35.6K -430 -40%
HCM
862
Highlander Capital Management
New Jersey
$54K
HPBT
863
High Point Bank & Trust
North Carolina
$54K
WC
864
Whitnell & Co
Illinois
$53K +$34.7K +419 +188%
AIM
865
Advantage Investment Management
Iowa
$52K +$52.1K +629 New
AIP
866
Ameritas Investment Partners
Nebraska
$52K +$52.6K +635 New
FMP
867
Financial Management Professionals
Texas
$51K -$7.88K -95 -13%
HCM
868
Horrell Capital Management
Arkansas
$51K
WF
869
WealthTrust Fairport
Ohio
$50K -$9.28K -112 -16%
FMA
870
FNY Managed Accounts
New York
$46.3K +$46.3K +558 New
GWS
871
Glassman Wealth Services
Virginia
$45K +$44.6K +538 New
AA
872
Apriem Advisors
California
$44K
CAW
873
Cornerstone Advisors (Washington)
Washington
$44K +$8.95K +108 +26%
CFS
874
Commonwealth Financial Services
West Virginia
$44K +$43.6K +526 New
TFA
875
Transamerica Financial Advisors
Florida
$42K

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.