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Novartis
NVS

Overview Fund Activity

874 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 314 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
874
Holders Change
+27
Holders Change %
+3.19%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
314
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M

Top Buyers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$247M
2
TH
TCTC Holdings
Texas
$40.1M
3
PP
PDT Partners
New York
$38M
4
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
$323M
5
Wells Fargo
Wells Fargo
California
$695M

Top Sellers

1
Primecap Management
Primecap Management
California
$2.09B
2
SCM
Sterling Capital Management
North Carolina
$66.9M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$34.2M
4
Northern Trust
Northern Trust
Illinois
$313M
5
Hotchkis & Wiley Capital Management
Hotchkis & Wiley Capital Management
California
$908K
Name Holding Trade Value Shares
Change 		Shares
Change %
NSIM
851
North Star Investment Management
Illinois
$21K +$18.7K +223 +796%
CAL
852
Capital Advisors Ltd
Ohio
$20K – – –
GI
853
Gradient Investments
Minnesota
$19K -$14.3K -168 -43%
WC
854
Whitnell & Co
Illinois
$19K -$14.3K -168 -43%
VIA
855
Vantage Investment Advisors
Pennsylvania
$19K – – –
MA
856
MCF Advisors
Kentucky
$19K – – –
Canada Life
857
Canada Life
Manitoba, Canada
$17K -$423K -5,580 -96%
BRWM
858
B. Riley Wealth Management
Tennessee
$15K – – –
LWA
859
Lenox Wealth Advisors
New York
$15K +$15K +181 New
ECM
860
Exchange Capital Management
Michigan
$14K – – –
SMG
861
Spectrum Management Group
Indiana
$14K – – –
Nomura Holdings
862
Nomura Holdings
Japan
$12K -$6.58K -79 -35%
NC
863
NewSquare Capital
Pennsylvania
$12K – – –
GSC
864
Ground Swell Capital
South Carolina
$10K +$10K +118 New
ST
865
Smithfield Trust
Pennsylvania
$9K -$8.92K -111 -50%
AP
866
Atwood & Palmer
Missouri
$8K -$179K -2,232 -96%
HFM
867
Hartford Financial Management
Connecticut
$8K – – –
HRIA
868
Haberer Registered Investment Advisor
Ohio
$8K – – –
BWFA
869
Baltimore-Washington Financial Advisors
Maryland
$5K -$57.3K -642 -92%
VAM
870
Visionary Asset Management
Texas
$2K -$65.6K -623 -97%
MIM
871
Macroview Investment Management
Maryland
$2K – – –
W
872
Wealthfront
California
$2K +$762 +8 +62%
SA
873
SRH Advisors
Kansas
$2K +$2K +26 New
NG
874
NatWest Group
United Kingdom
$506 +$16 +192 +3%
BNP Paribas Financial Markets
875
BNP Paribas Financial Markets
France
$94 -$1.13K -12 -92%
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