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Novartis
NVS

Overview Fund Activity

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.99%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M

Top Buyers

1
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
$245M
2
MHI
Miller Howard Investments
New York
$59.3M
3
VKH
Virtu KCG Holdings
New York
$52.2M
4
AG
Aperio Group
California
$45.8M
5
Northern Trust
Northern Trust
Illinois
$275M

Top Sellers

1
Primecap Management
Primecap Management
California
$2.04B
2
Neuberger Berman Group
Neuberger Berman Group
New York
$216M
3
TCIM
TIAA CREF Investment Management
New York
$18.1M
4
WHG
Westwood Holdings Group
Texas
$75.7M
5
HTC
Haverford Trust Company
Pennsylvania
$3.23M
Name Holding Trade Value Shares
Change 		Shares
Change %
HSBC Holdings
851
HSBC Holdings
United Kingdom
– -$497K -6,886 Closed
HCMNY
852
Howard Capital Management (New York)
New York
– -$361K -5,019 Closed
LJAC
853
L.J. Altfest & Co
New York
– -$316K -4,389 Closed
FCM
854
Forester Capital Management
Illinois
– -$304K -4,224 Closed
ACM
855
Azimuth Capital Management
Michigan
– -$273K -3,785 Closed
PAAMCP
856
Pacific Alternative Asset Management Company (PAAMCO)
California
– -$271K -3,765 Closed
FC
857
Fairpointe Capital
Illinois
– -$257K -3,571 Closed
AF
858
Aldebaran Financial
– -$237K -3,292 Closed
MHS
859
M Holdings Securities
Oregon
– -$219K -3,037 Closed
WCM
860
Windsor Capital Management
Arizona
– -$124K -1,716 Closed
RC
861
Riversville Capital
Connecticut
– -$123K -1,702 Closed
HF
862
Hoxton Financial
West Virginia
– -$94K -1,301 Closed
AAC
863
Asset Advisors Corp
Georgia
– -$80K -1,116 Closed
CAL
864
Capital Analysts LLC
Pennsylvania
– -$65.5K -908 Closed
Carson Wealth (CWM LLC)
865
Carson Wealth (CWM LLC)
Nebraska
– -$56K -781 Closed
BWFA
866
Baltimore-Washington Financial Advisors
Maryland
– -$50K -698 Closed
SEC
867
Seven Eight Capital
New York
– -$48K -670 Closed
ITIM
868
Indiana Trust & Investment Management
Indiana
– -$24K -335 Closed
SHWM
869
Smith & Howard Wealth Management
Georgia
– -$16K -229 Closed
BC
870
Blackhill Capital
New Jersey
– -$8K -112 Closed
EMA
871
Efficient Market Advisors
California
– -$1K -18 Closed
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