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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
HSBC Holdings
851
HSBC Holdings
United Kingdom
-$497K -6,886 Closed
HCMNY
852
Howard Capital Management (New York)
New York
-$361K -5,019 Closed
LJAC
853
L.J. Altfest & Co
New York
-$316K -4,389 Closed
FCM
854
Forester Capital Management
Illinois
-$304K -4,224 Closed
ACM
855
Azimuth Capital Management
Michigan
-$273K -3,785 Closed
PAAMCP
856
Pacific Alternative Asset Management Company (PAAMCO)
California
-$271K -3,765 Closed
FC
857
Fairpointe Capital
Illinois
-$257K -3,571 Closed
AF
858
Aldebaran Financial
-$237K -3,292 Closed
MHS
859
M Holdings Securities
Oregon
-$219K -3,037 Closed
WCM
860
Windsor Capital Management
Arizona
-$124K -1,716 Closed
RC
861
Riversville Capital
Connecticut
-$123K -1,702 Closed
HF
862
Hoxton Financial
West Virginia
-$94K -1,301 Closed
AAC
863
Asset Advisors Corp
Georgia
-$80K -1,116 Closed
CAL
864
Capital Analysts LLC
Pennsylvania
-$65.5K -908 Closed
Carson Wealth (CWM LLC)
865
Carson Wealth (CWM LLC)
Nebraska
-$56K -781 Closed
BWFA
866
Baltimore-Washington Financial Advisors
Maryland
-$50K -698 Closed
SEC
867
Seven Eight Capital
New York
-$48K -670 Closed
ITIM
868
Indiana Trust & Investment Management
Indiana
-$24K -335 Closed
SHWM
869
Smith & Howard Wealth Management
Georgia
-$16K -229 Closed
BC
870
Blackhill Capital
New Jersey
-$8K -112 Closed
EMA
871
Efficient Market Advisors
California
-$1K -18 Closed

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.