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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
PAM
826
Panagora Asset Management
Massachusetts
$107K
CLOS
827
Compagnie Lombard Odier SCmA
Switzerland
$103K +$19.8K +223 +22%
RA
828
Rational Advisors
New York
$101K
CHC
829
City Holding Co
West Virginia
$100K +$6.5K +73 +6%
TF
830
Tompkins Financial
New York
$99K -$178 -2 -0.2%
FMT
831
First Mercantile Trust
Tennessee
$96K -$209K -2,343 -67%
LOCC
832
Lombard Odier & Cie (Canada)
Quebec, Canada
$87K -$161K -1,808 -63%
KCM
833
Karp Capital Management
California
$87K +$51.1K +574 +118%
QAM
834
QCI Asset Management
New York
$84K
CBT
835
Central Bank & Trust
Kentucky
$84K +$38.1K +428 +72%
PR
836
Payden & Rygel
California
$81K
DLHL
837
Donald L. Hagan LLC
Florida
$78K +$84.2K +946 New
HI
838
Hudock Inc
Pennsylvania
$76K
Schroder Investment Management Group
839
Schroder Investment Management Group
United Kingdom
$76K
Carson Wealth (CWM LLC)
840
Carson Wealth (CWM LLC)
Nebraska
$69K +$74.5K +837 New
MWP
841
MYCIO Wealth Partners
Pennsylvania
$68K +$4K +45 +6%
PMFA
842
Plante Moran Financial Advisors
Michigan
$67K -$27.8K -312 -28%
JIC
843
Joel Isaacson & Co
New York
$66K
AF
844
Arrow Financial
New York
$64K -$7.48K -84 -10%
TCM
845
Tradewinds Capital Management
Washington
$64K +$3.2K +36 +5%
TWMP
846
Taylor Wealth Management Partners
Massachusetts
$62K -$15K -168 -18%
WA
847
Waverly Advisors
Alabama
$62K
H
848
Hexavest
Quebec, Canada
$60K
ASN
849
Advisory Services Network
Georgia
$58K -$457K -5,139 -88%
TDC
850
Thompson Davis & Co
Virginia
$56K -$178 -2 -0.3%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.