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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
826
Polaris Capital Management
Massachusetts
$56K
HCM
827
Highlander Capital Management
New Jersey
$55.3K
HPBT
828
High Point Bank & Trust
North Carolina
$55K
WA
829
WealthTrust-Arizona
Arizona
$54K +$36.2K +447 +228%
HCM
830
Horrell Capital Management
Arkansas
$52K
KPCM
831
Kings Point Capital Management
New York
$49K
FI
832
FCM Investments
Texas
$47K -$20.3K -251 -31%
AA
833
Apriem Advisors
California
$45K +$42.9K +530 New
TFA
834
Transamerica Financial Advisors
Florida
$43K
CBT
835
Central Bank & Trust
Kentucky
$40K -$4.53K -56 -10%
FNBSF
836
First National Bank Sioux Falls
South Dakota
$40K
SSG
837
Summit Securities Group
New York
$38K -$163K -2,009 -82%
ST
838
SpiderRock Trading
Illinois
$37K
BCM
839
Blume Capital Management
California
$35K
CAW
840
Cornerstone Advisors (Washington)
Washington
$35K
DOA
841
D'Orazio & Associates
Virginia
$34K
LWM
842
LBA Wealth Management
Florida
$33K +$18.1K +224 +134%
VVP
843
Vulcan Value Partners
Alabama
$28K -$25.2K -312 -48%
ZTNA
844
Zions Trust National Association
Utah
$28K
CG
845
Colony Group
Massachusetts
$27K
AA
846
AlphaMark Advisors
Kentucky
$24K
DAM
847
Delta Asset Management
Tennessee
$22K -$4.93K -61 -19%
GGPS
848
Gary Goldberg Planning Services
New York
$22K
MAS
849
Madden Advisory Services
Florida
$22K
ACS
850
Archford Capital Strategies
Illinois
$21K -$9.06K -112 -31%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.