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Novartis
NVS

Overview Fund Activity

847 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
847
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M

Top Buyers

1
Dodge & Cox
Dodge & Cox
California
$4.63B
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$102M
3
Northern Trust
Northern Trust
Illinois
$365M
4
Parnassus Investments
Parnassus Investments
California
$246M
5
TAM
Tocqueville Asset Management
New York
$35.3M

Top Sellers

1
Hotchkis & Wiley Capital Management
Hotchkis & Wiley Capital Management
California
$58.8M
2
Franklin Resources
Franklin Resources
California
$239M
3
Invesco
Invesco
Georgia
$254M
4
BBHC
Brown Brothers Harriman & Co
New York
$1.03B
5
IC
Institutional Capital
Illinois
$76.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
Nomura Holdings
826
Nomura Holdings
Japan
$18K -$678K -8,405 -97%
ST
827
Smithfield Trust
Pennsylvania
$18K – – –
VIA
828
Vantage Investment Advisors
Pennsylvania
$18K +$18K +223 New
WA
829
WealthTrust-Arizona
Arizona
$16K -$1.55K -19 -9%
BRWM
830
B. Riley Wealth Management
Tennessee
$15K +$241 +3 +2%
ECM
831
Exchange Capital Management
Michigan
$14K – – –
SMG
832
Spectrum Management Group
Indiana
$14K – – –
LWM
833
LBA Wealth Management
Florida
$14K +$14K +167 New
NC
834
NewSquare Capital
Pennsylvania
$11K – – –
NMIS
835
Northwestern Mutual Investment Services
Wisconsin
$11K +$11K +134 New
GAM
836
Gemmer Asset Management
California
$9K – – –
HRIA
837
Haberer Registered Investment Advisor
Ohio
$8K – – –
HFM
838
Hartford Financial Management
Connecticut
$8K +$8K +100 New
TRCT
839
Tower Research Capital (TRC)
New York
$5K -$7.1K -88 -59%
NFG
840
Next Financial Group
Texas
$5K +$5K +67 New
NDSI
841
Newman Dignan & Sheerar Inc
Rhode Island
$3.51K -$2.27K -2,790 -39%
NSIM
842
North Star Investment Management
Illinois
$2K – – –
MIM
843
Macroview Investment Management
Maryland
$2K – – –
BNP Paribas Financial Markets
844
BNP Paribas Financial Markets
France
$1.09K +$84 +1 +8%
PMFA
845
Plante Moran Financial Advisors
Michigan
$1K +$1K +13 New
W
846
Wealthfront
California
$1K +$1K +13 New
SSA
847
South Street Advisors
New York
$629 – – –
TH
848
TCTC Holdings
Texas
– -$36.4M -477,137 Closed
RFC
849
Russell Frank Company
Washington
– -$32.9M -431,706 Closed
MC
850
Maverick Capital
Texas
– -$29.9M -392,363 Closed
32 33
34
35 36