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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Nomura Holdings
826
Nomura Holdings
Japan
$18K -$661K -8,405 -97%
ST
827
Smithfield Trust
Pennsylvania
$18K
VIA
828
Vantage Investment Advisors
Pennsylvania
$18K +$17.5K +223 New
WA
829
WealthTrust-Arizona
Arizona
$16K -$1.49K -19 -9%
BRWM
830
B. Riley Wealth Management
Tennessee
$15K +$236 +3 +2%
ECM
831
Exchange Capital Management
Michigan
$14K
SMG
832
Spectrum Management Group
Indiana
$14K
LWM
833
LBA Wealth Management
Florida
$14K +$13.1K +167 New
NC
834
NewSquare Capital
Pennsylvania
$11K
NMIS
835
Northwestern Mutual Investment Services
Wisconsin
$11K +$10.5K +134 New
GAM
836
Gemmer Asset Management
California
$9K
HRIA
837
Haberer Registered Investment Advisor
Ohio
$8K
HFM
838
Hartford Financial Management
Connecticut
$8K +$7.87K +100 New
RWML
839
RAFFA WEALTH MANAGEMENT, LLC
District of Columbia
$6.79K
TRCT
840
Tower Research Capital (TRC)
New York
$5K -$6.92K -88 -59%
NFG
841
Next Financial Group
Texas
$5K +$5.27K +67 New
NDSI
842
Newman Dignan & Sheerar Inc
Rhode Island
$3.5K -$219K -2,790 -39%
MIM
843
Macroview Investment Management
Maryland
$2K
NSIM
844
North Star Investment Management
Illinois
$2K
BNP Paribas Financial Markets
845
BNP Paribas Financial Markets
France
$1.09K +$79 +1 +8%
PMFA
846
Plante Moran Financial Advisors
Michigan
$1K +$1.02K +13 New
W
847
Wealthfront
California
$1K +$1.02K +13 New
SSA
848
South Street Advisors
New York
$629
TH
849
TCTC Holdings
Texas
-$36.4M -477,137 Closed
RFC
850
Russell Frank Company
Washington
-$32.9M -431,706 Closed

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.