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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
CCS
826
Crosspoint Capital Strategies
California
$6K
MIM
827
Macroview Investment Management
Maryland
$2K
NSIM
828
North Star Investment Management
Illinois
$2K +$2.04K +28 New
BNP Paribas Financial Markets
829
BNP Paribas Financial Markets
France
$956
HP
830
Hikari Power
Japan
$425 +$407K +5,580 New
WCMNY
831
Westchester Capital Management (New York)
New York
-$39.8M -546,505 Closed
HP
832
Holowesko Partners
Bahamas
-$37.1M -514,565 Closed
PP
833
PDT Partners
New York
-$16.9M -234,325 Closed
Adage Capital Partners
834
Adage Capital Partners
Massachusetts
-$16.1M -223,200 Closed
GE
835
General Electric
Ohio
-$10.6M -147,050 Closed
NC
836
Nicholas Company
Wisconsin
-$7.95M -110,372 Closed
HFS
837
Haverford Financial Services
Pennsylvania
-$6.9M -95,813 Closed
Two Sigma Investments
838
Two Sigma Investments
New York
-$6.89M -95,612 Closed
MAM
839
Martingale Asset Management
Massachusetts
-$5.04M -69,908 Closed
CCM
840
Catapult Capital Management
New York
-$3.01M -41,850 Closed
Millennium Management
841
Millennium Management
New York
-$2.88M -40,012 Closed
Arrowstreet Capital
842
Arrowstreet Capital
Massachusetts
-$2.73M -37,908 Closed
NAM
843
NorthCoast Asset Management
Connecticut
-$2.36M -32,793 Closed
KBC Group
844
KBC Group
Belgium
-$2.29M -31,826 Closed
HGI
845
Hansberger Global Investors
Florida
-$1.01M -14,068 Closed
FAM
846
Formidable Asset Management
Ohio
-$878K -12,103 Closed
SI
847
Stephens Inc
Arkansas
-$718K -9,966 Closed
VNB
848
Valley National Bancorp
New York
-$619K -8,593 Closed
SAM
849
Symphony Asset Management
California
-$601K -8,348 Closed
DAS
850
Dynamic Advisor Solutions
Arizona
-$571K -7,920 Closed

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.