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Novartis
NVS

Overview Fund Activity

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.99%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M

Top Buyers

1
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
$245M
2
MHI
Miller Howard Investments
New York
$59.3M
3
VKH
Virtu KCG Holdings
New York
$52.2M
4
AG
Aperio Group
California
$45.8M
5
Northern Trust
Northern Trust
Illinois
$275M

Top Sellers

1
Primecap Management
Primecap Management
California
$2.04B
2
Neuberger Berman Group
Neuberger Berman Group
New York
$216M
3
TCIM
TIAA CREF Investment Management
New York
$18.1M
4
WHG
Westwood Holdings Group
Texas
$75.7M
5
HTC
Haverford Trust Company
Pennsylvania
$3.23M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCS
826
Crosspoint Capital Strategies
California
$6K – – –
MIM
827
Macroview Investment Management
Maryland
$2K – – –
NSIM
828
North Star Investment Management
Illinois
$2K +$2K +28 New
BNP Paribas Financial Markets
829
BNP Paribas Financial Markets
France
$956 – – –
HP
830
Hikari Power
Japan
$425 +$425 +5,580 New
WCMNY
831
Westchester Capital Management (New York)
New York
– -$39.4M -546,505 Closed
HP
832
Holowesko Partners
Bahamas
– -$37.1M -514,565 Closed
PP
833
PDT Partners
New York
– -$16.9M -234,325 Closed
Adage Capital Partners
834
Adage Capital Partners
Massachusetts
– -$16.1M -223,200 Closed
GE
835
General Electric
Ohio
– -$10.6M -147,050 Closed
NC
836
Nicholas Company
Wisconsin
– -$7.95M -110,372 Closed
HFS
837
Haverford Financial Services
Pennsylvania
– -$6.9M -95,813 Closed
Two Sigma Investments
838
Two Sigma Investments
New York
– -$6.89M -95,612 Closed
MAM
839
Martingale Asset Management
Massachusetts
– -$5.04M -69,908 Closed
CCM
840
Catapult Capital Management
New York
– -$3.01M -41,850 Closed
Millennium Management
841
Millennium Management
New York
– -$2.88M -40,012 Closed
Arrowstreet Capital
842
Arrowstreet Capital
Massachusetts
– -$2.73M -37,908 Closed
NAM
843
NorthCoast Asset Management
Connecticut
– -$2.36M -32,793 Closed
KBC Group
844
KBC Group
Belgium
– -$2.29M -31,826 Closed
HGI
845
Hansberger Global Investors
Florida
– -$1.01M -14,068 Closed
FAM
846
Formidable Asset Management
Ohio
– -$878K -12,103 Closed
SI
847
Stephens Inc
Arkansas
– -$718K -9,966 Closed
VNB
848
Valley National Bancorp
New York
– -$619K -8,593 Closed
SAM
849
Symphony Asset Management
California
– -$601K -8,348 Closed
DAS
850
Dynamic Advisor Solutions
Arizona
– -$571K -7,920 Closed
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