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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
1
EARNEST Partners
Georgia
$185M
2
Boston Partners
2
Boston Partners
Massachusetts
$182M
3
TCIM
3
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$205M
5
WCM
5
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$339M
2
EAM
2
Edge Asset Management
Washington
$71.8M
3
BBHC
3
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
4
Northern Trust
Illinois
$218M
5
VKH
5
Virtu KCG Holdings
New York
$1.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
Canada Pension Plan Investment Board
826
Canada Pension Plan Investment Board
Ontario, Canada
– -$2.11M -30,707 Closed
Nomura Holdings
827
Nomura Holdings
Japan
– -$1.91M -27,711 Closed
Ohio Public Employees Retirement System (OPERS)
828
Ohio Public Employees Retirement System (OPERS)
Ohio
– -$1.46M -21,204 Closed
GF
829
Gerry Farber
New York
– -$1.38M -20,088 Closed
DCM
830
Dynamic Capital Management
Jersey
– -$979K -14,236 Closed
SIM
831
Sentry Investment Management
Wisconsin
– -$944K -13,727 Closed
HI
832
HBK Investments
Texas
– -$936K -13,619 Closed
Connor, Clark & Lunn Investment Management (CC&L)
833
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$904K -12,797 Closed
MAM
834
Mizuho Asset Management
Japan
– -$874K -12,722 Closed
LW
835
Linscomb Wealth
Texas
– -$742K -10,791 Closed
MMLI
836
Massachusetts Mutual Life Insurance
Massachusetts
– -$660K -9,601 Closed
Luther King Capital Management (LKCM)
837
Luther King Capital Management (LKCM)
Texas
– -$613K -8,916 Closed
WSTAM
838
Wilbanks Smith & Thomas Asset Management
Virginia
– -$566K -8,228 Closed
RG
839
Rathbones Group
United Kingdom
– -$508K -7,388 Closed
CCMG
840
Clark Capital Management Group
Pennsylvania
– -$481K -6,992 Closed
VAM
841
Visionary Asset Management
Texas
– -$342K -4,975 Closed
AA
842
Ancora Advisors
Ohio
– -$322K -4,687 Closed
HW
843
Hancock Whitney
Mississippi
– -$232K -3,378 Closed
MCM
844
MAI Capital Management
Ohio
– -$214K -3,109 Closed
MS
845
Madison Scottsdale
Arizona
– -$77K -1,116 Closed
PMFA
846
Plante Moran Financial Advisors
Michigan
– -$72K -1,043 Closed
Acadian Asset Management
847
Acadian Asset Management
Massachusetts
– -$64K -934 Closed
MA
848
MCF Advisors
Kentucky
– -$64K -835 Closed
CA
849
CapWealth Advisors
Tennessee
– -$32K -463 Closed
TCM
850
Tributary Capital Management
Nebraska
– -$19K -279 Closed
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34
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