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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
FIM
801
Frontier Investment Management
Texas
$205K +$204K +2,467 New
PP
802
Palladium Partners
Virginia
$204K -$5.88K -71 -3%
CIA
803
Choate Investment Advisors
Massachusetts
$203K +$203K +2,449 New
LNB
804
Ledyard National Bank
$203K -$4.56K -55 -2%
OA
805
OFI Advisors
Pennsylvania
$202K -$1.66K -20 -0.8%
CC
806
ClearArc Capital
Ohio
$202K +$202K +2,434 New
BONST
807
Bank of Nova Scotia Trust
Ontario, Canada
$201K +$912 +11 +0.5%
AT
808
Argent Trust
Texas
$201K +$200K +2,417 New
AP
809
Atwood & Palmer
Missouri
$198K +$189K +2,275 +2,275%
BOK
810
Bank of Kentucky
Kentucky
$197K
PFSC
811
Peoples Financial Services Corp
Pennsylvania
$196K -$37.1K -447 -16%
TF
812
Tompkins Financial
New York
$192K
JFGIW
813
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$190K -$7.46K -90 -4%
MBT
814
Monroe Bank & Trust
Michigan
$190K +$190K +2,288 New
Acadian Asset Management
815
Acadian Asset Management
Massachusetts
$185K -$107K -1,296 -37%
EWM
816
Edge Wealth Management
New York
$184K
CFA
817
Carroll Financial Associates
North Carolina
$181K -$69K -832 -29%
TWA
818
TCI Wealth Advisors
Arizona
$176K +$6.38K +77 +4%
FWM
819
Focused Wealth Management
New York
$172K
GWCM
820
Godshalk Welsh Capital Management
Pennsylvania
$171K +$171K +2,065 New
ST
821
Spot Trading
Illinois
$168K +$27.4K +331 +20%
IWC
822
Integrated Wealth Counsel
California
$163K +$162K +1,960 New
SIA
823
Stancorp Investment Advisers
Oregon
$160K +$160K +1,932 New
WEC
824
Winslow Evans & Crocker
Massachusetts
$159K -$16.7K -201 -9%
HR
825
Howe & Rusling
New York
$150K

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.