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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
QAM
801
QCI Asset Management
New York
$96K +$24.4K +302 +36%
WA
802
Waverly Advisors
Alabama
$92K
AP
803
Advisors Preferred
Maryland
$90.7K +$87.1K +1,076 New
S
804
SignatureFD
Georgia
$87K -$3.15K -39 -4%
EWM
805
Elite Wealth Management
Washington
$85K -$45.1K -558 -36%
KTC
806
Kistler-Tiffany Companies
Pennsylvania
$85K -$162 -2 -0.2%
HIM
807
Hillsdale Investment Management
Ontario, Canada
$85K
JIC
808
Joel Isaacson & Co
New York
$85K
PR
809
Payden & Rygel
California
$82K -$54.1K -669 -41%
CHC
810
City Holding Co
West Virginia
$79K
HI
811
Hudock Inc
Pennsylvania
$78K
CLOS
812
Compagnie Lombard Odier SCmA
Switzerland
$73K
PMFA
813
Plante Moran Financial Advisors
Michigan
$69K +$64.6K +799 +6,146%
JG
814
Jefferies Group
New York
$68K +$65K +804 New
PIM
815
Progressive Investment Management
Oregon
$67K +$63.9K +790 New
SCA
816
Strategic Capital Alternatives
United States
$67K +$64.3K +795 New
AF
817
Arrow Financial
New York
$66K
TCM
818
Tradewinds Capital Management
Washington
$63K
OCM
819
One Capital Management
California
$63K +$60.8K +752 New
H
820
Hexavest
Quebec, Canada
$62K
WF
821
WealthTrust Fairport
Ohio
$60K
FMP
822
Financial Management Professionals
Texas
$59K
Schroder Investment Management Group
823
Schroder Investment Management Group
United Kingdom
$57.7K
BAM
824
Barrett Asset Management
New York
$56K
KAS
825
Kemnay Advisory Services
New York
$56K

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.