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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
ACS
801
Archford Capital Strategies
Illinois
$27.5K +$26.4K +362 New
CG
802
Colony Group
Massachusetts
$25K
TF
803
Trutina Financial
Washington
$25K +$24.1K +331 New
CHC
804
City Holding Co
West Virginia
$24K +$4.59K +63 +26%
KPCM
805
Kings Point Capital Management
New York
$23K +$8.16K +112 +57%
AA
806
AlphaMark Advisors
Kentucky
$21K -$48.8K -670 -71%
MAS
807
Madden Advisory Services
Florida
$20K
MA
808
MCF Advisors
Kentucky
$19K +$18.5K +254 New
CAL
809
Capital Advisors Ltd
Ohio
$18K
Group One Trading
810
Group One Trading
Illinois
$17K -$109K -1,495 -87%
IWC
811
Integrated Wealth Counsel
California
$17K -$15.9K -218 -49%
ST
812
Smithfield Trust
Pennsylvania
$17K
WA
813
WealthTrust-Arizona
Arizona
$16K
JIR
814
James Investment Research
Ohio
$14K
KCPG
815
Kavar Capital Partners Group
Kansas
$14K
BRWM
816
B. Riley Wealth Management
Tennessee
$14K +$13.4K +184 New
PFA
817
Paradigm Financial Advisors
Missouri
$13K -$44.2K -606 -78%
SMG
818
Spectrum Management Group
Indiana
$13K
ECM
819
Exchange Capital Management
Michigan
$13K +$12.2K +167 New
TRCT
820
Tower Research Capital (TRC)
New York
$12K -$80.9K -1,110 -88%
NC
821
NewSquare Capital
Pennsylvania
$11K
DAM
822
Delta Asset Management
Tennessee
$10K -$4.74K -65 -34%
1832 Asset Management
823
1832 Asset Management
Ontario, Canada
$9K -$2.05M -28,085 -100%
GAM
824
Gemmer Asset Management
California
$9K +$8.16K +112 New
HRIA
825
Haberer Registered Investment Advisor
Ohio
$8K

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.