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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
1
EARNEST Partners
Georgia
$185M
2
Boston Partners
2
Boston Partners
Massachusetts
$182M
3
TCIM
3
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$205M
5
WCM
5
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$339M
2
EAM
2
Edge Asset Management
Washington
$71.8M
3
BBHC
3
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
4
Northern Trust
Illinois
$218M
5
VKH
5
Virtu KCG Holdings
New York
$1.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
JIR
801
James Investment Research
Ohio
$13K – – –
KCPG
802
Kavar Capital Partners Group
Kansas
$13K +$13K +185 New
SMG
803
Spectrum Management Group
Indiana
$12K +$12K +169 New
GI
804
Gradient Investments
Minnesota
$12K +$12K +173 New
NC
805
NewSquare Capital
Pennsylvania
$10K – – –
BC
806
Blackhill Capital
New Jersey
$8K +$8K +112 New
HRIA
807
Haberer Registered Investment Advisor
Ohio
$7K – – –
CCS
808
Crosspoint Capital Strategies
California
$6K +$6K +85 New
ST
809
Spot Trading
Illinois
$4K – – –
MIM
810
Marco Investment Management
Georgia
$3.07K – – –
DIA
811
Denver Investment Advisors
Colorado
$2.25K -$359 -4,982 -14%
MIM
812
Macroview Investment Management
Maryland
$2K – – –
EMA
813
Efficient Market Advisors
California
$1K +$1K +18 New
BNP Paribas Financial Markets
814
BNP Paribas Financial Markets
France
$884 +$884 +12 New
PFM
815
PacWest Financial Management
Arizona
$567 +$8 +112 +1%
NDSI
816
Newman Dignan & Sheerar Inc
Rhode Island
$512 – – –
WTB
817
Washington Trust Bank
Washington
$310 -$311K -4,530 Closed
TAM
818
Tocqueville Asset Management
New York
– -$31.5M -458,206 Closed
Wellington Management Group
819
Wellington Management Group
Massachusetts
– -$10M -146,053 Closed
AT
820
Acadia Trust
Maine
– -$6.47M -94,156 Closed
RIM
821
Ranger International Management
Illinois
– -$5.62M -81,724 Closed
FTUS
822
Flow Traders U.S.
New York
– -$4.57M -66,545 Closed
IG
823
ING Group
Netherlands
– -$4.54M -66,043 Closed
EIP
824
Epoch Investment Partners
New York
– -$2.37M -34,528 Closed
RP
825
Reinhart Partners
Wisconsin
– -$2.28M -33,184 Closed
31 32
33
34 35