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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
HA
776
Harfst & Associates
Wyoming
$219K -$12.5K -140 -5%
FIM
777
Frontier Investment Management
Texas
$218K +$7.65K +86 +3%
OA
778
OFI Advisors
Pennsylvania
$217K -$2.94K -33 -1%
MCM
779
Maple Capital Management
Vermont
$216K -$8.81K -99 -4%
BONST
780
Bank of Nova Scotia Trust
Ontario, Canada
$216K
BB
781
Busey Bank
Illinois
$215K
CL
782
CSS LLC
Illinois
$215K
PAA
783
Peregrine Asset Advisers
Oregon
$211K
JFGIW
784
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$211K +$3.74K +42 +2%
LPT
785
Legacy Private Trust
Wisconsin
$210K
N
786
Natixis
France
$210K
PP
787
Pegasus Partners
Wisconsin
$208K
AL
788
Agran Libbie
California
$207K
NEAM
789
New England Asset Management
Connecticut
$207K
LW
790
Linscomb Wealth
Texas
$207K +$8.19K +92 +4%
BPB
791
Badgley, Phelps & Bell
Washington
$207K +$223K +2,510 New
SFA
792
Sequoia Financial Advisors
Ohio
$205K +$8.99K +101 +4%
PTB
793
Pioneer Trust Bank
Oregon
$203K
LCM
794
Lucas Capital Management
New Jersey
$202K
SCG
795
Sonata Capital Group
Washington
$202K
BNP Paribas Financial Markets
796
BNP Paribas Financial Markets
France
$198K -$5.07K -57 -2%
AP
797
Atwood & Palmer
Missouri
$196K
PFSC
798
Peoples Financial Services Corp
Pennsylvania
$195K
LNB
799
Ledyard National Bank
$190K +$7.48K +84 +4%
EWM
800
Endurance Wealth Management
Rhode Island
$181K

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.