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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
BJL
776
Brighton Jones LLC
Washington
$226K -$20.6K -249 -8%
SLG
777
Stanley-Laman Group
Pennsylvania
$226K +$225K +2,720 New
ICAS
778
Investors Capital Advisory Services
Massachusetts
$225K +$24.8K +299 +12%
TSBJ
779
Trevor, Stewart, Burton & Jacobsen
New York
$223K -$4.51M -54,450 -95%
CS
780
Cannell & Spears
New York
$222K
BA
781
Boston Advisors
Massachusetts
$222K +$222K +2,677 New
HW
782
Hancock Whitney
Mississippi
$221K -$55.5K -670 -20%
FNT
783
First National Trust
Pennsylvania
$221K -$18.7K -226 -8%
EB
784
Eastern Bank
Massachusetts
$220K
BB
785
Busey Bank
Illinois
$220K +$1.08K +13 +0.5%
SMC
786
Smith, Moore & Co
Missouri
$218K +$9.28K +112 +4%
CL
787
CSS LLC
Illinois
$217K
SAM
788
Symphony Asset Management
California
$217K +$18.6K +224 +9%
YP
789
Yellowstone Partners
Idaho
$215K +$214K +2,586 New
ST
790
SpiderRock Trading
Illinois
$214K
LCM
791
Lucas Capital Management
New Jersey
$213K
PAA
792
Peregrine Asset Advisers
Oregon
$213K
PTB
793
Pioneer Trust Bank
Oregon
$212K -$37K -446 -15%
N
794
Natixis
France
$212K
MHIC
795
Marble Harbor Investment Counsel
Massachusetts
$211K
RIA
796
Regal Investment Advisors
Michigan
$211K +$47.9K +578 +29%
MMG
797
Monetary Management Group
Missouri
$210K +$9.28K +112 +5%
BO
798
BRR OpCo
Ohio
$208K -$27.3K -329 -12%
AL
799
Agran Libbie
California
$206K
FM
800
Foster & Motley
Ohio
$205K +$7.88K +95 +4%

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.