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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
QAM
776
QCI Asset Management
New York
$63K -$3.28K -45 -5%
FI
777
FCM Investments
Texas
$62K -$24.4K -335 -29%
AF
778
Arrow Financial
New York
$60K
TCM
779
Tradewinds Capital Management
Washington
$57K
H
780
Hexavest
Quebec, Canada
$56K
WF
781
WealthTrust Fairport
Ohio
$54K
FMP
782
Financial Management Professionals
Texas
$54K +$22.7K +311 +78%
AP
783
Advisors Preferred
Maryland
$52.5K +$50.3K +690 New
LFG
784
LifePlan Financial Group
Ohio
$52K +$49.8K +683 New
BAM
785
Barrett Asset Management
New York
$51K +$48.8K +670 New
HPBT
786
High Point Bank & Trust
North Carolina
$50K -$40.7K -558 -46%
HCM
787
Highlander Capital Management
New Jersey
$50K
HCM
788
Horrell Capital Management
Arkansas
$47K
MFBTD
789
MB Financial Bank - Trust Department
Illinois
$43K
SCG
790
Strategic Capital Group
Washington
$43K
ZTNA
791
Zions Trust National Association
Utah
$42K +$24.4K +335 +158%
GI
792
Gradient Investments
Minnesota
$40K +$25.3K +347 +201%
CBT
793
Central Bank & Trust
Kentucky
$37K -$4.08K -56 -10%
FNBSF
794
First National Bank Sioux Falls
South Dakota
$36K
TWM
795
Torch Wealth Management
Ohio
$34K
TDC
796
Thompson Davis & Co
Virginia
$32K -$50.8K -697 -62%
CAW
797
Cornerstone Advisors (Washington)
Washington
$32K -$16K -219 -34%
BCM
798
Blume Capital Management
California
$31K
DOA
799
D'Orazio & Associates
Virginia
$31K
MCM
800
Manchester Capital Management
Vermont
$31K +$11K +151 +58%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.