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Novartis
NVS

Overview Fund Activity

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.99%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M

Top Buyers

1
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
$245M
2
MHI
Miller Howard Investments
New York
$59.3M
3
VKH
Virtu KCG Holdings
New York
$52.2M
4
AG
Aperio Group
California
$45.8M
5
Northern Trust
Northern Trust
Illinois
$275M

Top Sellers

1
Primecap Management
Primecap Management
California
$2.04B
2
Neuberger Berman Group
Neuberger Berman Group
New York
$216M
3
TCIM
TIAA CREF Investment Management
New York
$18.1M
4
WHG
Westwood Holdings Group
Texas
$75.7M
5
HTC
Haverford Trust Company
Pennsylvania
$3.23M
Name Holding Trade Value Shares
Change 		Shares
Change %
QAM
776
QCI Asset Management
New York
$63K -$3.41K -45 -5%
FI
777
FCM Investments
Texas
$62K -$25.7K -335 -29%
AF
778
Arrow Financial
New York
$60K – – –
TCM
779
Tradewinds Capital Management
Washington
$57K – – –
H
780
Hexavest
Quebec, Canada
$56K – – –
WF
781
WealthTrust Fairport
Ohio
$54K – – –
FMP
782
Financial Management Professionals
Texas
$54K +$23.7K +311 +78%
AP
783
Advisors Preferred
Maryland
$52.5K +$52.5K +690 New
LFG
784
LifePlan Financial Group
Ohio
$52K +$52K +683 New
BAM
785
Barrett Asset Management
New York
$51K +$51K +670 New
HPBT
786
High Point Bank & Trust
North Carolina
$50K -$42.9K -558 -46%
HCM
787
Highlander Capital Management
New Jersey
$50K – – –
HCM
788
Horrell Capital Management
Arkansas
$47K – – –
MFBTD
789
MB Financial Bank - Trust Department
Illinois
$43K – – –
SCG
790
Strategic Capital Group
Washington
$43K – – –
ZTNA
791
Zions Trust National Association
Utah
$42K +$25.7K +335 +158%
GI
792
Gradient Investments
Minnesota
$40K +$26.7K +347 +201%
CBT
793
Central Bank & Trust
Kentucky
$37K -$4.32K -56 -10%
FNBSF
794
First National Bank Sioux Falls
South Dakota
$36K – – –
TWM
795
Torch Wealth Management
Ohio
$34K – – –
TDC
796
Thompson Davis & Co
Virginia
$32K -$53.2K -697 -62%
CAW
797
Cornerstone Advisors (Washington)
Washington
$32K -$16.6K -219 -34%
BCM
798
Blume Capital Management
California
$31K – – –
DOA
799
D'Orazio & Associates
Virginia
$31K – – –
MCM
800
Manchester Capital Management
Vermont
$31K +$11.4K +151 +58%
30 31
32
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