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Novartis
NVS

Overview Fund Activity

761 hedge funds and large institutions have $18.7B invested in Novartis in 2013 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 282 increasing their positions, 294 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
761
Holders Change
-2
Holders Change %
-0.26%
% of All Funds
24.68%
Holding in Top 10
55
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+1.85%
% of All Funds
1.78%
New
53
Increased
282
Reduced
294
Closed
47
Calls
$102M
Puts
$79.7M
Net Calls
+$22.5M
Net Calls Change
-$15.5M

Top Buyers

1
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
$154M
2
EAM
Edge Asset Management
Washington
$134M
3
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$155M
4
Renaissance Technologies
Renaissance Technologies
New York
$32.5M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$105M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$148M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$20M
3
Neuberger Berman Group
Neuberger Berman Group
New York
$459M
4
Invesco
Invesco
Georgia
$288M
5
Two Sigma Investments
Two Sigma Investments
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TP
776
Traxis Partners
Connecticut
– -$1.77M -27,900 Closed
RJFSA
777
Raymond James Financial Services Advisors
Florida
– -$1.77M -27,882 Closed
IA
778
Icon Advisers
Colorado
– -$1.57M -24,850 Closed
HCM
779
Hengehold Capital Management
Ohio
– -$1.55M -24,476 Closed
Susquehanna International Group
780
Susquehanna International Group
Pennsylvania
– -$1.51M -23,843 Closed
BNP Paribas Asset Management
781
BNP Paribas Asset Management
France
– -$1.41M -22,292 Closed
BB
782
Bell Bank
North Dakota
– -$1.3M -20,544 Closed
PP
783
PDT Partners
New York
– -$887K -13,995 Closed
ACI
784
AMP Capital Investors
Australia
– -$846K -13,411 Closed
OWIM
785
Old West Investment Management
California
– -$750K -11,845 Closed
HT
786
HAP Trading
New York
– -$735K -11,606 Closed
Thrivent Financial for Lutherans
787
Thrivent Financial for Lutherans
Minnesota
– -$611 -9,653 Closed
TT
788
Tiedemann Trust
Delaware
– -$424K -6,696 Closed
AW
789
ACG Wealth
Georgia
– -$404K -6,372 Closed
VFAM
790
Valley Forge Asset Management
Pennsylvania
– -$362K -5,706 Closed
FNYS
791
First New York Securities
New York
– -$354K -5,580 Closed
Millennium Management
792
Millennium Management
New York
– -$319K -5,028 Closed
MSU
793
Maple Securities USA
New Jersey
– -$293K -4,628 Closed
HSBC Holdings
794
HSBC Holdings
United Kingdom
– -$244K -3,847 Closed
BJL
795
Brighton Jones LLC
Washington
– -$243K -3,842 Closed
Twin Tree Management
796
Twin Tree Management
Texas
– -$224K -3,541 Closed
KIG
797
Kovitz Investment Group
Illinois
– -$205K -3,236 Closed
T
798
TradeWorx
New Jersey
– -$203K -3,210 Closed
FHB
799
First Hawaiian Bank
Hawaii
– -$97K -1,528 Closed
ECAM
800
East Coast Asset Management
Massachusetts
– -$57K -897 Closed
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