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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
SEC
751
Seven Eight Capital
New York
$181K +$176K +2,232 New
EWM
752
Edge Wealth Management
New York
$179K +$11.8K +150 +7%
LOCC
753
Lombard Odier & Cie (Canada)
Quebec, Canada
$178K
JFGIW
754
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$175K +$71.5K +909 +73%
FMT
755
First Mercantile Trust
Tennessee
$173K +$37.5K +477 +29%
TWA
756
TCI Wealth Advisors
Arizona
$166K +$5.74K +73 +4%
WEC
757
Winslow Evans & Crocker
Massachusetts
$155K
HR
758
Howe & Rusling
New York
$147K -$36.7K -466 -20%
PAS
759
Partnervest Advisory Services
California
$147K -$1.49K -19 -1%
PR
760
Payden & Rygel
California
$134K
EWM
761
Elite Wealth Management
Washington
$127K
Legal & General Group
762
Legal & General Group
United Kingdom
$127K
NES
763
New England Securities
New York
$124K -$1.97K -25 -2%
TDC
764
Thompson Davis & Co
Virginia
$124K +$87.8K +1,116 +266%
WAM
765
Wolverine Asset Management
Illinois
$117K -$8.73K -111 -7%
MCM
766
McKinley Capital Management
Alaska
$110K +$107K +1,358 New
PO
767
Private Ocean
California
$109K
PAM
768
Panagora Asset Management
Massachusetts
$106K
CIS
769
Capital International Sarl
California
$105K
RFA
770
Reilly Financial Advisors
California
$103K +$787 +10 +0.8%
TFO
771
Tarbox Family Office
California
$99K -$354K -4,507 -79%
MMG
772
Monetary Management Group
Missouri
$91K -$154K -1,953 -64%
WA
773
Waverly Advisors
Alabama
$88K -$7.47K -95 -8%
S
774
SignatureFD
Georgia
$87K -$52.5K -668 -38%
BIT
775
BlackRock Institutional Trust
California
$87K +$84.6K +1,076 New

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.