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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
BBI
726
Baxter Bros Inc
Connecticut
$245K
EFSCE
727
Enterprise Financial Services Corp (EFSC)
Missouri
$245K
FNT
728
First National Trust
Pennsylvania
$244K -$57.7K -713 -20%
ARMT
729
Amica Retiree Medical Trust
Rhode Island
$244K
PWLP
730
Prio Wealth Limited Partnership
Massachusetts
$244K
DAC
731
Dividend Assets Capital
South Carolina
$244K +$234K +2,888 New
LOCC
732
Lombard Odier & Cie (Canada)
Quebec, Canada
$242K +$54.1K +669 +30%
CFA
733
Carroll Financial Associates
North Carolina
$240K -$23.9K -296 -9%
DY
734
Dowling & Yahnke
California
$240K -$14.2K -175 -6%
PCM
735
Palisade Capital Management
New Jersey
$240K
SRIM
736
Saratoga Research & Investment Management
California
$240K
QCMC
737
Quantum Capital Management (California)
California
$239K
AB
738
AT Bancorp
Iowa
$239K +$8.98K +111 +4%
BO
739
BRR OpCo
Ohio
$239K +$18K +223 +9%
PG
740
PEAK6 Group
Illinois
$239K +$36.2K +447 +19%
PFSC
741
Peoples Financial Services Corp
Pennsylvania
$237K +$18.1K +224 +9%
ST
742
Semper Trust
Pennsylvania
$235K -$257K -3,181 -53%
ANRIA
743
American National Registered Investment Advisor
Texas
$235K
AAP
744
Ardsley Advisory Partners
Connecticut
$235K
NFC
745
Northeast Financial Consultants
Connecticut
$235K
PTC
746
Private Trust Company
Ohio
$233K -$6.39K -79 -3%
Manulife (Manufacturers Life Insurance)
747
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$232K +$7.6M +93,953 +4%
ALA
748
Atherton Lane Advisers
California
$231K
HIMCH
749
Hartford Investment Management Co (HIMCO)
Connecticut
$231K
BCM
750
Becker Capital Management
Oregon
$227K

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.