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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
ANRIA
726
American National Registered Investment Advisor
Texas
$213K
CI
727
Conning Inc
Connecticut
$213K
NFC
728
Northeast Financial Consultants
Connecticut
$213K
QCMC
729
Quantum Capital Management (California)
California
$209K +$200K +2,740 New
DY
730
Dowling & Yahnke
California
$208K +$199K +2,729 New
HIMCH
731
Hartford Investment Management Co (HIMCO)
Connecticut
$208K +$199K +2,731 New
ALA
732
Atherton Lane Advisers
California
$208K +$199K +2,734 New
BCM
733
Becker Capital Management
Oregon
$205K +$196K +2,692 New
DBT
734
Dubuque Bank & Trust
Iowa
$204K +$5.32K +73 +3%
PG
735
PEAK6 Group
Illinois
$204K +$89.5K +1,228 +84%
CS
736
Cannell & Spears
New York
$204K +$195K +2,678 New
AB
737
AT Bancorp
Iowa
$204K +$195K +2,682 New
HH
738
Hilltop Holdings
Texas
$202K +$193K +2,643 New
BB
739
Busey Bank
Illinois
$201K +$193K +2,642 New
PFSC
740
Peoples Financial Services Corp
Pennsylvania
$198K -$73.2K -1,005 -28%
MBT
741
Monroe Bank & Trust
Michigan
$193K -$85.5K -1,174 -32%
Manulife (Manufacturers Life Insurance)
742
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$191K +$9.04M +124,085 +5%
BOK
743
Bank of Kentucky
Kentucky
$181K +$67.5K +926 +64%
LNB
744
Ledyard National Bank
$179K +$8.6K +118 +5%
TF
745
Tompkins Financial
New York
$174K
HR
746
Howe & Rusling
New York
$173K +$34.9K +479 +27%
LOCC
747
Lombard Odier & Cie (Canada)
Quebec, Canada
$168K
BRWA
748
B. Riley Wealth Advisors
Florida
$158K +$151K +2,074 New
EWM
749
Edge Wealth Management
New York
$157K
TWA
750
TCI Wealth Advisors
Arizona
$150K -$48.4K -664 -25%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.