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Novartis
NVS

Overview Fund Activity

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.99%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M

Top Buyers

1
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
+$71.6M
2
MHI
Miller Howard Investments
New York
+$59.3M
3
VKH
Virtu KCG Holdings
New York
+$50.9M
4
AG
Aperio Group
California
+$45.8M
5
Northern Trust
Northern Trust
Illinois
+$44.9M

Top Sellers

1
Primecap Management
Primecap Management
California
-$230M
2
Neuberger Berman Group
Neuberger Berman Group
New York
-$143M
3
TCIM
TIAA CREF Investment Management
New York
-$101M
4
WHG
Westwood Holdings Group
Texas
-$73.8M
5
HTC
Haverford Trust Company
Pennsylvania
-$70.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
CI
726
Conning Inc
Connecticut
$213K – – –
ANRIA
727
American National Registered Investment Advisor
Texas
$213K – – –
NFC
728
Northeast Financial Consultants
Connecticut
$213K – – –
QCMC
729
Quantum Capital Management (California)
California
$209K +$209K +2,740 New
DY
730
Dowling & Yahnke
California
$208K +$208K +2,729 New
HIMCH
731
Hartford Investment Management Co (HIMCO)
Connecticut
$208K +$208K +2,731 New
ALA
732
Atherton Lane Advisers
California
$208K +$208K +2,734 New
BCM
733
Becker Capital Management
Oregon
$205K +$205K +2,692 New
DBT
734
Dubuque Bank & Trust
Iowa
$204K +$5.55K +73 +3%
PG
735
PEAK6 Group
Illinois
$204K +$93.4K +1,228 +84%
CS
736
Cannell & Spears
New York
$204K +$204K +2,678 New
AB
737
AT Bancorp
Iowa
$204K +$204K +2,682 New
HH
738
Hilltop Holdings
Texas
$202K +$202K +2,643 New
BB
739
Busey Bank
Illinois
$201K +$201K +2,642 New
PFSC
740
Peoples Financial Services Corp
Pennsylvania
$198K -$76.8K -1,005 -28%
MBT
741
Monroe Bank & Trust
Michigan
$193K -$89.2K -1,174 -32%
Manulife (Manufacturers Life Insurance)
742
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$191K +$9.45K +124,085 +5%
BOK
743
Bank of Kentucky
Kentucky
$181K +$70.8K +926 +64%
LNB
744
Ledyard National Bank
$179K +$9K +118 +5%
TF
745
Tompkins Financial
New York
$174K – – –
HR
746
Howe & Rusling
New York
$173K +$36.4K +479 +27%
LOCC
747
Lombard Odier & Cie (Canada)
Quebec, Canada
$168K – – –
BRWA
748
B. Riley Wealth Advisors
Florida
$158K +$158K +2,074 New
EWM
749
Edge Wealth Management
New York
$157K – – –
TWA
750
TCI Wealth Advisors
Arizona
$150K -$50.5K -664 -25%
28 29
30
31 32