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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
1
EARNEST Partners
Georgia
$185M
2
Boston Partners
2
Boston Partners
Massachusetts
$182M
3
TCIM
3
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$205M
5
WCM
5
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$339M
2
EAM
2
Edge Asset Management
Washington
$71.8M
3
BBHC
3
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
4
Northern Trust
Illinois
$218M
5
VKH
5
Virtu KCG Holdings
New York
$1.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
WEC
726
Winslow Evans & Crocker
Massachusetts
$152K +$152K +2,110 New
EWM
727
Edge Wealth Management
New York
$148K – – –
SSG
728
Summit Securities Group
New York
$145K -$32.2K -446 -18%
NES
729
New England Securities
New York
$144K -$18.5K -257 -11%
PAS
730
Partnervest Advisory Services
California
$140K – – –
APFBOT
731
Amica Pension Fund Board of Trustees
Rhode Island
$138K +$138K +1,917 New
HR
732
Howe & Rusling
New York
$129K -$35.7K -497 -22%
Group One Trading
733
Group One Trading
Illinois
$124K -$374K -5,189 -75%
WCM
734
Windsor Capital Management
Arizona
$124K +$8.67K +120 +8%
RC
735
Riversville Capital
Connecticut
$123K +$22.8K +316 +23%
OSNBOA
736
Old Second National Bank of Aurora
Illinois
$122K -$22.2K -308 -15%
EWM
737
Elite Wealth Management
Washington
$119K -$32.7K -455 -22%
FMT
738
First Mercantile Trust
Tennessee
$119K – – –
PR
739
Payden & Rygel
California
$119K – – –
Legal & General Group
740
Legal & General Group
United Kingdom
$113K – – –
KTC
741
Kistler-Tiffany Companies
Pennsylvania
$108K -$54.3K -754 -33%
PG
742
PEAK6 Group
Illinois
$105K -$250K -3,463 -70%
WA
743
Waverly Advisors
Alabama
$104K +$33.7K +469 +48%
BOK
744
Bank of Kentucky
Kentucky
$103K – – –
JFGIW
745
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$97K -$64K -892 -40%
PO
746
Private Ocean
California
$96K +$96K +1,339 New
PAM
747
Panagora Asset Management
Massachusetts
$94K -$442K -6,139 -82%
CIS
748
Capital International Sarl
California
$94K +$32.2K +446 +52%
HF
749
Hoxton Financial
West Virginia
$94K +$39.9K +552 +74%
TRCT
750
Tower Research Capital (TRC)
New York
$91K +$56.4K +781 +163%
28 29
30
31 32