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Novartis
NVS

Overview Fund Activity

761 hedge funds and large institutions have $18.7B invested in Novartis in 2013 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 282 increasing their positions, 294 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
761
Holders Change
-2
Holders Change %
-0.26%
% of All Funds
24.68%
Holding in Top 10
55
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+1.85%
% of All Funds
1.78%
New
53
Increased
282
Reduced
294
Closed
47
Calls
$102M
Puts
$79.7M
Net Calls
+$22.5M
Net Calls Change
-$15.5M

Top Buyers

1
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
$154M
2
EAM
Edge Asset Management
Washington
$134M
3
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$155M
4
Renaissance Technologies
Renaissance Technologies
New York
$32.5M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$105M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$148M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$20M
3
Neuberger Berman Group
Neuberger Berman Group
New York
$459M
4
Invesco
Invesco
Georgia
$288M
5
Two Sigma Investments
Two Sigma Investments
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
WF
726
WealthTrust Fairport
Ohio
$50K -$9.82K -144 -16%
H
727
Hexavest
Quebec, Canada
$50K – – –
BWFA
728
Baltimore-Washington Financial Advisors
Maryland
$48K +$48K +698 New
SFS
729
Signator Financial Services
Massachusetts
$47K – – –
HCM
730
Highlander Capital Management
New Jersey
$45.1K – – –
DBT
731
Dubuque Bank & Trust
Iowa
$44K – – –
CAW
732
Cornerstone Advisors (Washington)
Washington
$44K – – –
HCM
733
Horrell Capital Management
Arkansas
$42K – – –
SCG
734
Strategic Capital Group
Washington
$38K – – –
CBT
735
Central Bank & Trust
Kentucky
$37K +$3.87K +56 +12%
FNBSF
736
First National Bank Sioux Falls
South Dakota
$33K – – –
TRCT
737
Tower Research Capital (TRC)
New York
$33K +$31.7K +460 +2,421%
CA
738
CapWealth Advisors
Tennessee
$32K +$32K +463 New
FMP
739
Financial Management Professionals
Texas
$27K – – –
AWMS
740
Advocacy Wealth Management Services
Georgia
$26K +$26K +371 New
MCM
741
Manchester Capital Management
Vermont
$23K – – –
ITIM
742
Indiana Trust & Investment Management
Indiana
$23K +$23K +335 New
TCM
743
Tributary Capital Management
Nebraska
$19K -$5.78M -84,844 -100%
ST
744
Smithfield Trust
Pennsylvania
$15K -$15K -223 -50%
IWC
745
Integrated Wealth Counsel
California
$15K – – –
TF
746
Trutina Financial
Washington
$14K +$14K +201 New
JIR
747
James Investment Research
Ohio
$13K – – –
KPCM
748
Kings Point Capital Management
New York
$13K – – –
DAM
749
Delta Asset Management
Tennessee
$13K +$547 +8 +4%
PIM
750
Progressive Investment Management
Oregon
$12K – – –
28 29
30
31 32