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Novartis

1,136 hedge funds and large institutions have $18.2B invested in Novartis in 2022 Q1 according to their latest regulatory filings, with 92 funds opening new positions, 413 increasing their positions, 414 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 36 (+3)

52% more call options, than puts

Call options by funds: $347M | Put options by funds: $228M

5% more first-time investments, than exits

New positions opened: 92 | Existing positions closed: 88

0.12% less ownership

Funds ownership: 8.68%8.55% (-0.12%)

0% less repeat investments, than reductions

Existing positions increased: 413 | Existing positions reduced: 414

1% less funds holding

Funds holding: 1,1461,136 (-10)

1% less capital invested

Capital invested by funds: $18.5B → $18.2B (-$272M)

Holders
1,136
Holders Change
-10
Holders Change %
-0.87%
% of All Funds
17.92%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.09%
New
92
Increased
413
Reduced
414
Closed
88
Calls
$347M
Puts
$228M
Net Calls
+$119M
Net Calls Change
-$291M
Name Holding Trade Value Shares
Change
Change in
Stake
Aristotle Capital Management
51
Aristotle Capital Management
California
$51.4M +$2.02M +23,280 +4%
Capital World Investors
52
Capital World Investors
California
$45.4M -$1.96M -22,665 -4%
D.E. Shaw & Co
53
D.E. Shaw & Co
New York
$42.1M -$116M -1,340,015 -74%
DADC
54
D.A. Davidson & Co
Montana
$41.2M +$1.74M +20,123 +4%
MIS
55
Morningstar Investment Services
Illinois
$37.7M +$75.3K +870 +0.2%
MAP
56
Managed Asset Portfolios
Michigan
$36.6M +$2.62M +30,260 +8%
Fayez Sarofim & Co
57
Fayez Sarofim & Co
Texas
$36.4M +$360K +4,156 +1%
TH
58
TCTC Holdings
Texas
$35.3M -$110K -1,266 -0.3%
CCM
59
Causeway Capital Management
California
$34.4M +$848K +9,795 +3%
CIBC Private Wealth Group
60
CIBC Private Wealth Group
Georgia
$34M +$1.72M +19,827 +5%
Stifel Financial
61
Stifel Financial
Missouri
$32.8M +$2.47M +28,574 +8%
RJFSA
62
Raymond James Financial Services Advisors
Florida
$32.5M +$6.09M +70,325 +23%
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$32.2M -$1.88M -21,691 -6%
OAM
64
Oppenheimer Asset Management
New York
$31.6M +$2.32M +26,754 +8%
Brown Advisory
65
Brown Advisory
Maryland
$30.2M +$649K +7,498 +2%
Creative Planning
66
Creative Planning
Kansas
$30.1M +$22.2M +256,185 +297%
DLA
67
Douglas Lane & Associates
New York
$29.2M -$4.05M -46,825 -12%
Invesco
68
Invesco
Georgia
$28.8M +$3.13M +36,184 +12%
SC
69
Saturna Capital
Washington
$28.6M +$486K +5,610 +2%
Twin Tree Management
70
Twin Tree Management
Texas
$28.4M +$28M +323,725 New
MIM
71
Martin Investment Management
Florida
$28M +$228K +2,638 +0.8%
Millennium Management
72
Millennium Management
New York
$27.6M -$45.7M -528,345 -63%
EVM
73
Eaton Vance Management
Massachusetts
$27.3M +$4.88M +56,343 +22%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
74
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$27M -$20.6M -237,900 -44%
HighTower Advisors
75
HighTower Advisors
Illinois
$26.3M -$524K -6,051 -2%

NVS Hedge Fund Activity: Q1 2022 in Review

1,136 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2022, worth a combined $18.2B — down 1.5% from $18.5B a quarter earlier.

Buyers outnumbered sellers: 92 funds opened new NVS positions and 88 closed out — a net gain of 4 holders — while 413 added to existing stakes and 414 trimmed.

The largest buyer was Sanders Capital, opening a new position worth an estimated $98.4M. The largest seller was Franklin Resources, cutting an estimated $165M.

  • 1,136 institutional investors held Novartis (NVS) as of Q1 2022, down from 1,146 in Q4 2021.
  • Funds reported $18.2B of Novartis stock for Q1 2022, down 1.5% quarter-over-quarter.
  • 92 funds opened new Novartis positions in Q1 2022 and 88 closed out, a net change of +4 holders.
  • The largest Novartis buyer in Q1 2022 was Sanders Capital, an estimated $98.4M added.
  • The largest Novartis seller in Q1 2022 was Franklin Resources, an estimated $165M sold.

Based on aggregated 13F filings for Q1 2022.