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Novartis

1,128 hedge funds and large institutions have $20.7B invested in Novartis in 2020 Q2 according to their latest regulatory filings, with 83 funds opening new positions, 408 increasing their positions, 421 reducing their positions, and 78 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more call options, than puts

Call options by funds: $203M | Put options by funds: $108M

6% more first-time investments, than exits

New positions opened: 83 | Existing positions closed: 78

2% more capital invested

Capital invested by funds: $20.4B → $20.7B (+$333M)

0.08% less ownership

Funds ownership: 9.71%9.63% (-0.08%)

0% less funds holding

Funds holding: 1,1331,128 (-5)

3% less repeat investments, than reductions

Existing positions increased: 408 | Existing positions reduced: 421

50% less funds holding in top 10

Funds holding in top 10: 3015 (-15)

Holders
1,128
Holders Change
-5
Holders Change %
-0.44%
% of All Funds
23.13%
Holding in Top 10
15
Holding in Top 10 Change
-15
Holding in Top 10 Change %
-50%
% of All Funds
0.31%
New
83
Increased
408
Reduced
421
Closed
78
Calls
$203M
Puts
$108M
Net Calls
+$95.1M
Net Calls Change
+$44.4M
Name Holding Trade Value Shares
Change
Change in
Stake
MAM
51
Madison Asset Management
Wisconsin
$69.1M -$6.21M -71,952 -8%
JWBC
52
John W. Bristol & Co
New York
$65.6M -$1.43M -16,598 -2%
Capital International Investors
53
Capital International Investors
California
$65.3M -$34.5M -399,590 -35%
Macquarie Group
54
Macquarie Group
Australia
$58.1M -$14.6M -169,360 -20%
CCM
55
Cullen Capital Management
New York
$56.6M -$10.1M -117,020 -15%
Bank of New York Mellon
56
Bank of New York Mellon
New York
$56.6M -$6.85M -79,366 -11%
VOYA Investment Management
57
VOYA Investment Management
Georgia
$55.8M -$9.38M -108,638 -15%
SBH
58
Segall Bryant & Hamill
Illinois
$48.2M +$2.12M +24,596 +5%
First Trust Advisors
59
First Trust Advisors
Illinois
$44.6M +$2.98M +34,565 +7%
MIS
60
Morningstar Investment Services
Illinois
$43.7M -$1.76M -20,380 -4%
JFL
61
Jarislowsky, Fraser Ltd
Quebec, Canada
$40.4M +$1.94M +22,443 +5%
MIP
62
Mondrian Investment Partners
United Kingdom
$39.6M +$312K +3,613 +0.8%
Fiera Capital (Canada)
63
Fiera Capital (Canada)
Quebec, Canada
$38.7M -$15M -174,283 -28%
RG
64
Redmile Group
California
$38.4M -$18.5M -213,800 -33%
Fayez Sarofim & Co
65
Fayez Sarofim & Co
Texas
$38.2M +$8.63K +100 +0%
DLA
66
Douglas Lane & Associates
New York
$36.2M +$2.94M +34,107 +9%
TH
67
TCTC Holdings
Texas
$35.2M +$34.8M +403,190 New
Stifel Financial
68
Stifel Financial
Missouri
$33.9M -$2.55M -29,560 -7%
WFMPM
69
Woodley Farra Manion Portfolio Management
Indiana
$32.9M +$280K +3,239 +0.9%
PNC Financial Services Group
70
PNC Financial Services Group
Pennsylvania
$32.7M -$1.35M -15,624 -4%
JP Morgan Chase
71
JP Morgan Chase
New York
$30.3M -$7.19M -83,295 -19%
WG
72
Welch Group
Alabama
$30.2M +$251K +2,911 +0.8%
NPA
73
Nichols & Pratt Advisers
Massachusetts
$29.6M -$272K -3,148 -0.9%
Commonwealth Equity Services
74
Commonwealth Equity Services
Massachusetts
$29M +$2.11M +24,449 +8%
MAP
75
Managed Asset Portfolios
Michigan
$28.9M -$175K -2,028 -0.6%

NVS Hedge Fund Activity: Q2 2020 in Review

1,128 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2020, worth a combined $20.7B — up 1.6% from $20.4B a quarter earlier.

Buyers outnumbered sellers: 83 funds opened new NVS positions and 78 closed out — a net gain of 5 holders — while 408 added to existing stakes and 421 trimmed.

The largest buyer was Boston Partners, adding an estimated $290M. The largest seller was Dodge & Cox, cutting an estimated $310M.

  • 1,128 institutional investors held Novartis (NVS) as of Q2 2020, down from 1,133 in Q1 2020.
  • Funds reported $20.7B of Novartis stock for Q2 2020, up 1.6% quarter-over-quarter.
  • 83 funds opened new Novartis positions in Q2 2020 and 78 closed out, a net change of +5 holders.
  • The largest Novartis buyer in Q2 2020 was Boston Partners, an estimated $290M added.
  • The largest Novartis seller in Q2 2020 was Dodge & Cox, an estimated $310M sold.

Based on aggregated 13F filings for Q2 2020.