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Novartis

1,006 hedge funds and large institutions have $21.1B invested in Novartis in 2017 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 344 increasing their positions, 335 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 63

47% more call options, than puts

Call options by funds: $61.9M | Put options by funds: $42.2M

7% more funds holding

Funds holding: 9371,006 (+69)

3% more repeat investments, than reductions

Existing positions increased: 344 | Existing positions reduced: 335

0.31% less ownership

Funds ownership: 11.03%10.72% (-0.31%)

5% less capital invested

Capital invested by funds: $22.2B → $21.1B (-$1.08B)

37% less funds holding in top 10

Funds holding in top 10: 3824 (-14)

Holders
1,006
Holders Change
+69
Holders Change %
+7.36%
% of All Funds
22.82%
Holding in Top 10
24
Holding in Top 10 Change
-14
Holding in Top 10 Change %
-36.84%
% of All Funds
0.54%
New
137
Increased
344
Reduced
335
Closed
63
Calls
$61.9M
Puts
$42.2M
Net Calls
+$19.7M
Net Calls Change
+$526K
Name Holding Trade Value Shares
Change
Change in
Stake
MIH
51
Madison Investment Holdings
Wisconsin
$65.6M +$8.06M +106,834 +14%
ClearBridge Investments
52
ClearBridge Investments
New York
$65.1M -$260K -3,452 -0.4%
SC
53
Saturna Capital
Washington
$57M
JP Morgan Chase
54
JP Morgan Chase
New York
$55.2M +$1.26M +16,737 +2%
USAA
55
United Services Automobile Association
Texas
$53.5M -$238K -3,152 -0.4%
Envestnet Asset Management
56
Envestnet Asset Management
Illinois
$52.3M +$143K +1,893 +0.3%
TAM
57
Tocqueville Asset Management
New York
$47.2M +$2.62M +34,674 +6%
MIP
58
Mondrian Investment Partners
United Kingdom
$46.5M
OCM
59
Osterweis Capital Management
California
$45.6M +$904K +11,986 +2%
Millennium Management
60
Millennium Management
New York
$42.1M -$27.9M -370,357 -40%
Wellington Management Group
61
Wellington Management Group
Massachusetts
$40M -$1.49M -19,715 -4%
BC
62
Bartlett & Co
Ohio
$39.4M -$282K -3,743 -0.7%
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$38.4M -$621K -8,232 -2%
SL
64
Summitry LLC
California
$38.4M +$359K +4,763 +0.9%
JMPWA
65
JP Morgan Private Wealth Advisors
California
$37.5M -$1.19M -15,834 -3%
DWA
66
Douglass Winthrop Advisors
New York
$37.5M +$172K +2,278 +0.5%
MIS
67
Morningstar Investment Services
Illinois
$37.1M +$1.99M +26,371 +6%
CTB
68
Country Trust Bank
Illinois
$36.5M -$736K -9,757 -2%
DADC
69
D.A. Davidson & Co
Montana
$35.6M -$7.8M -103,316 -18%
NPA
70
Nichols & Pratt Advisers
Massachusetts
$35.3M +$94.8K +1,256 +0.3%
Chevy Chase Trust
71
Chevy Chase Trust
Maryland
$35.2M +$4.09M +54,212 +13%
JFL
72
Jarislowsky, Fraser Ltd
Quebec, Canada
$34.1M +$16.7M +221,817 +96%
Neuberger Berman Group
73
Neuberger Berman Group
New York
$32.2M +$4.28M +56,780 +15%
TCM
74
Tekla Capital Management
Massachusetts
$32.1M -$1.41M -18,727 -4%
DLA
75
Douglas Lane & Associates
New York
$31.7M -$951K -12,609 -3%

NVS Hedge Fund Activity: Q4 2017 in Review

1,006 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2017, worth a combined $21.1B — down 4.9% from $22.2B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new NVS positions and 63 closed out — a net gain of 74 holders — while 344 added to existing stakes and 335 trimmed.

The largest buyer was Marshall Wace North America, adding an estimated $47M. The largest seller was Manulife (Manufacturers Life Insurance), cutting an estimated $283M.

  • 1,006 institutional investors held Novartis (NVS) as of Q4 2017, up from 937 in Q3 2017.
  • Funds reported $21.1B of Novartis stock for Q4 2017, down 4.9% quarter-over-quarter.
  • 137 funds opened new Novartis positions in Q4 2017 and 63 closed out, a net change of +74 holders.
  • The largest Novartis buyer in Q4 2017 was Marshall Wace North America, an estimated $47M added.
  • The largest Novartis seller in Q4 2017 was Manulife (Manufacturers Life Insurance), an estimated $283M sold.

Based on aggregated 13F filings for Q4 2017.