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Novartis

909 hedge funds and large institutions have $19.9B invested in Novartis in 2017 Q1 according to their latest regulatory filings, with 76 funds opening new positions, 342 increasing their positions, 335 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 61

9% more capital invested

Capital invested by funds: $18.3B → $19.9B (+$1.61B)

2% more repeat investments, than reductions

Existing positions increased: 342 | Existing positions reduced: 335

0.71% more ownership

Funds ownership: 10.65%11.36% (+0.71%)

1% more funds holding

Funds holding: 904909 (+5)

5% less funds holding in top 10

Funds holding in top 10: 2120 (-1)

55% less call options, than puts

Call options by funds: $30.9M | Put options by funds: $68.2M

Holders
909
Holders Change
+5
Holders Change %
+0.55%
% of All Funds
22.63%
Holding in Top 10
20
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.76%
% of All Funds
0.5%
New
76
Increased
342
Reduced
335
Closed
61
Calls
$30.9M
Puts
$68.2M
Net Calls
-$37.3M
Net Calls Change
-$54.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
51
Fidelity Investments
Massachusetts
$62.6M +$262K +3,933 +0.4%
CCM
52
Cullen Capital Management
New York
$58.5M -$1.31M -19,703 -2%
ClearBridge Investments
53
ClearBridge Investments
New York
$58.4M -$81.5M -1,222,397 -58%
AG
54
Aperio Group
California
$51.7M +$4.46M +66,916 +9%
BTS
55
BB&T Securities
Virginia
$51.6M +$7.74M +116,190 +18%
MWNA
56
Marshall Wace North America
New York
$51.4M +$51.6M +774,668 New
SC
57
Saturna Capital
Washington
$50.9M +$71.3K +1,070 +0.1%
Point72 Asset Management
58
Point72 Asset Management
Connecticut
$49.8M +$49.9M +748,390 New
Wellington Management Group
59
Wellington Management Group
Massachusetts
$48.4M +$5.78M +86,749 +14%
MIH
60
Madison Investment Holdings
Wisconsin
$47.7M +$19.3M +288,977 +68%
USAA
61
United Services Automobile Association
Texas
$47.1M +$1.95M +29,246 +4%
Envestnet Asset Management
62
Envestnet Asset Management
Illinois
$45.1M +$4.03M +60,414 +10%
TIM
63
Thornburg Investment Management
New Mexico
$41.6M +$258K +3,871 +0.6%
OCM
64
Osterweis Capital Management
California
$40.3M +$13.4M +201,161 +50%
JP Morgan Chase
65
JP Morgan Chase
New York
$39.6M -$18M -269,413 -31%
PNC Financial Services Group
66
PNC Financial Services Group
Pennsylvania
$37.5M -$5.51M -82,740 -13%
MIP
67
Mondrian Investment Partners
United Kingdom
$36.6M +$9.07M +136,152 +33%
SAM
68
Sectoral Asset Management
Quebec, Canada
$35.1M +$35.1M +527,082 New
BC
69
Bartlett & Co
Ohio
$34.6M +$118K +1,771 +0.3%
DADC
70
D.A. Davidson & Co
Montana
$34M +$3.69M +55,374 +12%
DLA
71
Douglas Lane & Associates
New York
$33.3M +$1.13M +16,925 +4%
BG
72
Bahl & Gaynor
Ohio
$33.2M +$2.4M +36,019 +8%
DWA
73
Douglass Winthrop Advisors
New York
$33.1M +$1.95M +29,200 +6%
TAM
74
Tocqueville Asset Management
New York
$33M +$2.99M +44,822 +10%
SL
75
Summitry LLC
California
$32.7M +$32.7M +490,697 New

NVS Hedge Fund Activity: Q1 2017 in Review

909 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2017, worth a combined $19.9B — up 8.8% from $18.3B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new NVS positions and 61 closed out — a net gain of 15 holders — while 342 added to existing stakes and 335 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $362M. The largest seller was 1832 Asset Management, cutting an estimated $239M.

  • 909 institutional investors held Novartis (NVS) as of Q1 2017, up from 904 in Q4 2016.
  • Funds reported $19.9B of Novartis stock for Q1 2017, up 8.8% quarter-over-quarter.
  • 76 funds opened new Novartis positions in Q1 2017 and 61 closed out, a net change of +15 holders.
  • The largest Novartis buyer in Q1 2017 was Dodge & Cox, an estimated $362M added.
  • The largest Novartis seller in Q1 2017 was 1832 Asset Management, an estimated $239M sold.

Based on aggregated 13F filings for Q1 2017.