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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
AG
51
Aperio Group
California
$76.5M +$2.98M +33,437 +4%
EAM
52
Edge Asset Management
Washington
$68.8M -$58.4K -656 -0.1%
CS
53
Credit Suisse
Switzerland
$67.6M -$9.81M -110,222 -12%
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$64.3M -$1.01M -11,300 -1%
Brown Advisory
55
Brown Advisory
Maryland
$63.9M -$4.37M -49,153 -6%
OCM
56
Osterweis Capital Management
California
$59.8M -$345K -3,872 -0.5%
Fiera Capital (Canada)
57
Fiera Capital (Canada)
Quebec, Canada
$57.3M -$491K -5,520 -0.8%
Royal Bank of Canada
58
Royal Bank of Canada
Ontario, Canada
$55.4M -$5.17M -58,045 -8%
Jane Street
59
Jane Street
New York
$53.4M +$56.9M +639,843 +7,948%
RJA
60
Raymond James & Associates
Florida
$52.9M +$1.31M +14,679 +2%
ACM
61
Atlanta Capital Management
Georgia
$52.6M -$1.08M -12,141 -2%
1832 Asset Management
62
1832 Asset Management
Ontario, Canada
$51.8M +$7.21M +81,049 +15%
Natixis Advisors
63
Natixis Advisors
Massachusetts
$51.4M +$3.63M +40,842 +7%
DCLA
64
Douglas C. Lane & Associates
New York
$49.7M -$296K -3,323 -0.5%
First Manhattan
65
First Manhattan
New York
$49.5M -$509K -5,721 -0.9%
BTS
66
BB&T Securities
Virginia
$49.1M -$888K -9,977 -2%
Envestnet Asset Management
67
Envestnet Asset Management
Illinois
$48.8M -$516K -5,798 -1%
Jennison Associates
68
Jennison Associates
New York
$47.3M -$26.2M -294,168 -34%
SI
69
Scout Investments
Missouri
$46.5M -$14.7M -165,599 -23%
BFS
70
Bradley Foster & Sargent
Connecticut
$46.2M +$786K +8,833 +2%
CTB
71
Country Trust Bank
Illinois
$42.8M -$2.94M -33,052 -6%
BIM
72
BlackRock Investment Management
Delaware
$42.7M +$1.7M +19,077 +4%
Neuberger Berman Group
73
Neuberger Berman Group
New York
$41.6M -$1.95M -21,866 -4%
BA
74
BlackRock Advisors
Delaware
$41.5M +$3.51M +39,395 +8%
BC
75
Bartlett & Co
Ohio
$39.8M -$121K -1,354 -0.3%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.