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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
51
Goldman Sachs
New York
$79.5M +$11M +132,990 +16%
EAM
52
Edge Asset Management
Washington
$79.5M -$1.98M -23,851 -2%
MHI
53
Miller Howard Investments
New York
$75.4M +$8.65M +104,295 +13%
SI
54
Scout Investments
Missouri
$67M -$5.69M -68,647 -8%
AG
55
Aperio Group
California
$66.2M +$4.1M +49,500 +7%
TIM
56
Thornburg Investment Management
New Mexico
$64.5M -$44.6M -538,244 -41%
OCM
57
Osterweis Capital Management
California
$64.2M -$2.93M -35,304 -4%
PNC Financial Services Group
58
PNC Financial Services Group
Pennsylvania
$64M +$1.56M +18,770 +2%
Royal Bank of Canada
59
Royal Bank of Canada
Ontario, Canada
$61.9M +$1.54M +18,552 +3%
Fiera Capital (Canada)
60
Fiera Capital (Canada)
Quebec, Canada
$55.3M -$1.47M -17,694 -3%
WHG
61
Westwood Holdings Group
Texas
$52.4M +$4.94M +59,595 +10%
First Manhattan
62
First Manhattan
New York
$51.5M -$986K -11,899 -2%
DCLA
63
Douglas C. Lane & Associates
New York
$51.4M -$74.6K -900 -0.1%
WCM
64
Wedge Capital Management
North Carolina
$49.7M +$8.71M +105,043 +21%
MC
65
Maverick Capital
Texas
$48.1M +$22.8M +275,428 +91%
CTB
66
Country Trust Bank
Illinois
$45.9M +$72.2K +871 +0.2%
RJA
67
Raymond James & Associates
Florida
$45.1M +$2.94M +35,410 +7%
BFS
68
Bradley Foster & Sargent
Connecticut
$42.8M +$53.1K +641 +0.1%
BC
69
Bartlett & Co
Ohio
$41.8M -$1M -12,105 -2%
Fifth Third Bancorp
70
Fifth Third Bancorp
Ohio
$41.6M +$962K +11,609 +2%
SFM
71
Sphera Funds Management
Israel
$40.8M -$3.64M -43,859 -8%
Natixis Advisors
72
Natixis Advisors
Massachusetts
$40.2M +$6.29M +75,870 +19%
NPA
73
Nichols & Pratt Advisers
Massachusetts
$39.8M -$181K -2,188 -0.5%
TH
74
TCTC Holdings
Texas
$39.2M -$296K -3,571 -0.8%
BIM
75
BlackRock Investment Management
Delaware
$37.4M +$2.92M +35,241 +8%

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.