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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
SI
51
Scout Investments
Missouri
$73.8M -$6.11M -75,490 -8%
Goldman Sachs
52
Goldman Sachs
New York
$69.6M -$11.5M -142,406 -15%
OCM
53
Osterweis Capital Management
California
$68.2M +$1.76M +21,762 +3%
MHI
54
Miller Howard Investments
New York
$67.8M +$885K +10,940 +1%
SCM
55
Sterling Capital Management
North Carolina
$66.9M -$76.9M -950,219 -55%
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$63.4M +$8.6M +106,356 +16%
AG
57
Aperio Group
California
$63.1M +$4.75M +58,689 +9%
Royal Bank of Canada
58
Royal Bank of Canada
Ontario, Canada
$61.3M +$1.02M +12,591 +2%
Fiera Capital (Canada)
59
Fiera Capital (Canada)
Quebec, Canada
$57.6M +$974K +12,037 +2%
First Manhattan
60
First Manhattan
New York
$53.3M -$606K -7,490 -1%
DCLA
61
Douglas C. Lane & Associates
New York
$52.3M +$132K +1,635 +0.3%
WHG
62
Westwood Holdings Group
Texas
$48.2M -$41.4M -512,057 -47%
CTB
63
Country Trust Bank
Illinois
$46.5M -$23.8K -294 -0.1%
SFM
64
Sphera Funds Management
Israel
$45.2M -$4.89M -60,464 -10%
BC
65
Bartlett & Co
Ohio
$43.5M -$589K -7,274 -1%
BFS
66
Bradley Foster & Sargent
Connecticut
$43.4M -$846K -10,458 -2%
RJA
67
Raymond James & Associates
Florida
$42.8M +$2.77M +34,295 +7%
WCM
68
Wedge Capital Management
North Carolina
$41.6M -$8.97M -110,930 -18%
Fifth Third Bancorp
69
Fifth Third Bancorp
Ohio
$41.3M +$1.17M +14,449 +3%
NPA
70
Nichols & Pratt Advisers
Massachusetts
$40.6M -$514K -6,355 -1%
VanEck Associates
71
VanEck Associates
New York
$40.5M +$4.14M +51,182 +12%
TH
72
TCTC Holdings
Texas
$40.1M +$38.5M +475,407 New
Massachusetts Financial Services
73
Massachusetts Financial Services
Massachusetts
$39.8M +$357K +4,410 +0.9%
PP
74
PDT Partners
New York
$38M +$36.4M +450,228 New
MIP
75
Mondrian Investment Partners
United Kingdom
$37M -$9.84M -121,644 -22%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.