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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
T
51
Thomaspartners
Massachusetts
$76.2M +$9.2M +126,280 +14%
WHG
52
Westwood Holdings Group
Texas
$75.7M -$70.6M -968,953 -49%
EAM
53
Edge Asset Management
Washington
$75.7M -$262K -3,599 -0.4%
PPA
54
Parametric Portfolio Associates
Washington
$69.1M +$2.8M +38,443 +4%
MHI
55
Miller Howard Investments
New York
$59.3M +$56.8M +778,871 New
OCM
56
Osterweis Capital Management
California
$59M +$660K +9,062 +1%
BGIM
57
Brandywine Global Investment Management
Pennsylvania
$53.5M +$2.75M +37,698 +6%
VKH
58
Virtu KCG Holdings
New York
$52.2M +$48.7M +668,611 +4,135%
SJIC
59
St. James Investment Company
Texas
$52.2M -$2.57M -35,236 -5%
Royal Bank of Canada
60
Royal Bank of Canada
Ontario, Canada
$51.3M +$4.15M +56,949 +9%
First Manhattan
61
First Manhattan
New York
$50.4M -$1.42M -19,420 -3%
PNC Financial Services Group
62
PNC Financial Services Group
Pennsylvania
$50.2M -$1.33M -18,194 -3%
WCM
63
Wedge Capital Management
North Carolina
$49.9M +$2.78M +38,195 +6%
DCLA
64
Douglas C. Lane & Associates
New York
$47.4M +$764K +10,483 +2%
AG
65
Aperio Group
California
$45.8M +$43.8M +600,768 New
SFM
66
Sphera Funds Management
Israel
$45.4M +$41.1M +563,692 +1,684%
Fiera Capital (Canada)
67
Fiera Capital (Canada)
Quebec, Canada
$44.7M +$2.85M +39,071 +7%
MIP
68
Mondrian Investment Partners
United Kingdom
$42.7M
BC
69
Bartlett & Co
Ohio
$41.1M -$339K -4,649 -0.9%
BFS
70
Bradley Foster & Sargent
Connecticut
$40.6M +$1.12M +15,324 +3%
Natixis Advisors
71
Natixis Advisors
Massachusetts
$39.5M -$2.41M -33,041 -6%
NPA
72
Nichols & Pratt Advisers
Massachusetts
$37.4M -$354K -4,860 -1%
Massachusetts Financial Services
73
Massachusetts Financial Services
Massachusetts
$37.3M +$24.7M +339,645 +226%
TH
74
TCTC Holdings
Texas
$36.4M -$48.7K -669 -0.1%
Fifth Third Bancorp
75
Fifth Third Bancorp
Ohio
$35.1M +$392K +5,374 +1%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.